Compliance Specialist Jobs in Westlake, OH
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Cleveland, OH (12 miles from Westlake, OH)
- 23 days ago
- Cleveland, OH (12 miles from Westlake, OH)
- 23 days ago
We built the foundation of CRC in the equity research business with institutional money managers as our primary client base (mutual funds, hedge funds, pension funds)....
Sr Compliance Associate - Financial Crimes Governance
- Brooklyn, OH (9 miles from Westlake, OH)
- 30+ days ago
- Brooklyn, OH (9 miles from Westlake, OH)
- 30+ days ago
Monitor the Corporate Compliance mailbox, ensure timely responses to email inquiries, retain applicable records. Facilitate applicable group meetings. Perform complex compliance tasks as assigned....
Sr Compliance Officer - Financial Crimes Governance
- Brooklyn, OH (9 miles from Westlake, OH)
- 30+ days ago
- Brooklyn, OH (9 miles from Westlake, OH)
- 30+ days ago
Location: 4910 Tiedeman Road - Brooklyn, Ohio 44144 ABOUT THE JOB Responsible for management and execution of the Financial Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control...
Our client is seeking a Regulatory Affairs Specialist with automation experience to join their team. As a Regulatory Affairs Specialist, you will be responsible for classifying new and existing...
Compliance Officer - Risk Evaluation and Assurance
- Brooklyn, OH (9 miles from Westlake, OH)
- 30+ days ago
- Brooklyn, OH (9 miles from Westlake, OH)
- 30+ days ago
Location: 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 About the Job As part of Keys second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the...
Reporting & Compliance Administrator
- Beachwood, OH (21 miles from Westlake, OH)
- 45+ days ago
- Beachwood, OH (21 miles from Westlake, OH)
- 45+ days ago
BUILD YOUR FUTURE WHILE YOU HELP BUILD A BETTER WORLD! Tremco Construction Products Group brings together Roofing & Building Maintenance, Commercial Sealants, Waterproofing divisions, Tremco...
Demographic Data for Westlake, OH
Moving to Westlake, OH? Find some basic demographic data about Westlake, OH below.
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Salary for Compliance Specialist Jobs in Westlake, OH
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Westlake, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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