Compliance Specialist Jobs in Tennessee
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
CIG deploys it strategies across various vehicles including CLOs, separately managed accounts, private funds, mutual funds, and other commingled vehicles....
WHO WE ARE Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices - located in the fastest growing cities in the US -...
Purpose and Scope The Nutrition Compliance Associate ensures that the District is in compliance with the Tennessee Department of Human Services (TDHS) Child and Adult Care Food Program operated by...
Regulatory Affairs Specialist - Lower Extremities/Biologics
- Memphis, TN
- 4 days ago
- Memphis, TN
- 4 days ago
Work Flexibility: Remote or Hybrid or Onsite Regulatory Affairs Specialist Lower Extremities/Biologics Memphis, TN Stryker is looking for a Regulatory Affairs Specialist to join our Trauma &...
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Tennessee, Memphis Jun 04, 2025 Description To participate in a remote work arrangement,...
What You'll Do: The Fund Compliance Team is responsible for compliance oversight in the following areas: ABs 1940 Act Mutual Funds and ETFs, ABs Luxembourg Registered Funds (UCITS), Sub-Advised 1940...
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. The Senior Regulatory Affairs Specialist role is responsible for preparing and supporting US...
Risk Compliance Officer II - Compliance Testing
- Johnson City, TN
- 27 days ago
- Johnson City, TN
- 27 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Financial planning and group legal 15....
Senior Governance, Risk & Compliance (GRC) Analyst About Us Xsolis is an AI-driven technology company with a human-centered approach, fostering collaboration between healthcare providers and...
If you are looking to make an impact on a meaningful scale, come join us as we embrace the Power of One! We strive to be an employer of choice and establish a reputation for being a talent rich...
Demographic Data for Tennessee
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Title Synonyms
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Salary for Compliance Specialist Jobs in Tennessee
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Tennessee offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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