Compliance Specialist Jobs in Sandy, UT
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Risk & Compliance Analyst
- Salt Lake City, UT (8 miles from Sandy, UT)
- 2 days ago
- Salt Lake City, UT (8 miles from Sandy, UT)
- 2 days ago
Company :** Highmark Health **Job Description :** **JOB SUMMARY** This job works collaboratively riskacross Highmark Health clinical areas to support clinical quality auditing, The Senior Risk...
Analyst-Compliance, Global Financial Crimes Compliance - Product Approval
- Sandy, UT
- 3 days ago
- Sandy, UT
- 3 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Tax - Operations - New Bus & Tax Regulatory Compliance - Analyst
- Salt Lake City, UT (8 miles from Sandy, UT)
- 7 days ago
- Salt Lake City, UT (8 miles from Sandy, UT)
- 7 days ago
Tax - Operations - Bus & Tax Regulatory Compliance - Analyst Spectraforce Technologies United States, Utah, Salt Lake City Jun 25, 2025 Job Title: Tax - Operations - Bus & Tax Regulatory...
Analyst-Compliance, Global Financial Crimes Compliance, Audit Management
- Sandy, UT
- 9 days ago
- Sandy, UT
- 9 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Regulatory Affairs Specialist II
- Lehi, UT (12 miles from Sandy, UT)
- 24 days ago
- Lehi, UT (12 miles from Sandy, UT)
- 24 days ago
Position Summary The Regulatory Affairs Specialist II will report to the Director of Regulatory Affairs and will manage international regulatory matters pertaining to the registration and...
Fair Lending Compliance Officer - Salt Lake City
- Salt Lake City, UT (8 miles from Sandy, UT)
- 30+ days ago
- Salt Lake City, UT (8 miles from Sandy, UT)
- 30+ days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
- Salt Lake City, UT (8 miles from Sandy, UT)
- 30+ days ago
- Salt Lake City, UT (8 miles from Sandy, UT)
- 30+ days ago
About Us From early-stage AI startups to large public companies, Rho is the banking platform with everything businesses need to manage cash, control spend, and automate finance busywork. Rho...
Fair Banking Compliance Officer - Salt Lake City
- Salt Lake City, UT (8 miles from Sandy, UT)
- 30+ days ago
- Salt Lake City, UT (8 miles from Sandy, UT)
- 30+ days ago
Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
Demographic Data for Sandy, UT
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Salary for Compliance Specialist Jobs in Sandy, UT
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Sandy, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Internal Control
- Equities
- Derivatives
- Management Reporting
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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