Compliance Specialist Jobs in Wisconsin
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Governance, Risk & Compliance Analyst- Hybrid Work Model
- Stevens Point, WI
- 1 day ago
- Stevens Point, WI
- 1 day ago
Sentry is looking for an Information Security professional to join the Governance, Risk & Compliance team as a Governance, Risk & Compliance Analyst. As a Governance, Risk & Compliance analyst,...
Compliance Officer for Financial Services Industry
- Wauwatosa, WI
- 3 days ago
- Wauwatosa, WI
- 3 days ago
WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This position plays an integral role on a team of...
Company :** Highmark Health **Job Description :** **JOB SUMMARY** This job works collaboratively riskacross Highmark Health clinical areas to support clinical quality auditing, The Senior Risk...
Your Job We are looking for an energetic, process-minded person to join our team as a Business Compliance Analyst supporting domestic and international operations. This role will report to the KBX...
REQUIRED EDUCATION: High School Diploma or Equivalent TOP 5 REQUIRED SKILLS: 1. Strong attention to detail and organizational skills 2. Ability to work independently and as part of a team 3....
Already a Kwik Trip Coworker? Follow this link to apply: myapps.kwiktrip.com Location: Department 699 Shift: Daytime Experience: 1-3 years Pay Range: $19.15 to $26.80 Actual pay will be based on...
Job Description: WE CREATE EMPOWERED LEADERS! At Milwaukee Tool, we believe our people and culture are the keys to our success. We are committed to empowering employees with the resources and...
JOB REQUIREMENTS: Position Summary: This position leads compliance efforts that ensure the organization is in compliance with bank policies/procedures as well as state and federal regulations....
Compliance Analyst - Capital Markets Branch Oversight
- Milwaukee, WI
- 28 days ago
- Milwaukee, WI
- 28 days ago
Compliance Analyst Capital Markets Branch Oversight We are seeking a Branch Oversight Analyst who will be primarily responsible for oversight of the branch and location review programs in Capital...
JOB REQUIREMENTS: Position Title: Grant Compliance Administrator Reports To: CFO FLSA Status: Exempt Annual Contract: Full-time, 40 hours per week, 52 Weeks per Year Rate of Pay: \$50,000 to...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkOverview Accelerate your career with NorthStar! NorthStar Medical Radioisotopes is seeking individuals with a desire to work within the pharmaceutical industry who possess an Intense Customer...
Summary: Responsible for providing support, building relationships and consulting across the enterprise to advance the company's compliance culture while ensuring business objectives are achieved....
What part will you play? If youre looking for a place where you can make a meaningful difference, youve found it. The work we do at Markel gives people the confidence to move forward and seize...
Job Description Compliance Officer Job Classification: Full Time FLSA Status: Exempt Department: Risk Management Reports To: Director of Risk Management Senior Leader: EVP/CFO Job Overview The...
Demographic Data for Wisconsin
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Salary for Compliance Specialist Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Commercial Banking
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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