Compliance Specialist Jobs in Wisconsin
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...
Bloomberg terminal skills....
Governance, Risk & Compliance Analyst- Hybrid Work Model
- Madison, WI
- 6 days ago
- Madison, WI
- 6 days ago
Sentry is looking for an Information Security professional to join the Governance, Risk & Compliance team as a Governance, Risk & Compliance Analyst. As a Governance, Risk & Compliance analyst,...
Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred...
Remote WorkGovernance, Risk & Compliance Analyst- Hybrid Work Model
- Stevens Point, WI
- 7 days ago
- Stevens Point, WI
- 7 days ago
Sentry is looking for an Information Security professional to join the Governance, Risk & Compliance team as a Governance, Risk & Compliance Analyst. As a Governance, Risk & Compliance analyst,...
Compliance Officer for Financial Services Industry
- Wauwatosa, WI
- 9 days ago
- Wauwatosa, WI
- 9 days ago
WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This position plays an integral role on a team of...
REQUIRED EDUCATION: High School Diploma or Equivalent TOP 5 REQUIRED SKILLS: 1. Strong attention to detail and organizational skills 2. Ability to work independently and as part of a team 3....
Job Description: WE CREATE EMPOWERED LEADERS! At Milwaukee Tool, we believe our people and culture are the keys to our success. We are committed to empowering employees with the resources and...
Summary: Responsible for providing support, building relationships and consulting across the enterprise to advance the company's compliance culture while ensuring business objectives are achieved....
What part will you play? If you're looking for a place where you can make a meaningful difference, you've found it. The work we do at Markel gives people the confidence to move forward and seize...
Demographic Data for Wisconsin
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Salary for Compliance Specialist Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Risk Management
- Accounting
- Implementation
- Payroll
- Auditing
- Analytical Skills
- Verbal Communication
- Collaboration
- Documentation
- Flexibility
- Reporting
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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