Compliance Specialist Jobs in Wisconsin

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-15 of 15 Jobs

Governance, Risk & Compliance Analyst- Hybrid Work Model

  • Stevens Point, WI
  • 1 day ago
  • Stevens Point, WI
  • 1 day ago

Sentry is looking for an Information Security professional to join the Governance, Risk & Compliance team as a Governance, Risk & Compliance Analyst. As a Governance, Risk & Compliance analyst,...

Compliance Officer for Financial Services Industry

  • Wauwatosa, WI
  • 3 days ago
  • Wauwatosa, WI
  • 3 days ago

WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This position plays an integral role on a team of...

Senior Risk & Compliance Analyst

  • Madison, WI
  • 6 days ago
  • Madison, WI
  • 6 days ago

Company :** Highmark Health **Job Description :** **JOB SUMMARY** This job works collaboratively riskacross Highmark Health clinical areas to support clinical quality auditing, The Senior Risk...

Business Compliance Analyst

  • Green Bay, WI
  • 8 days ago
  • Green Bay, WI
  • 8 days ago

Your Job We are looking for an energetic, process-minded person to join our team as a Business Compliance Analyst supporting domestic and international operations. This role will report to the KBX...

GSARA Regulatory Compliance Associate

  • Racine, WI
  • 10 days ago
  • Racine, WI
  • 10 days ago

REQUIRED EDUCATION: High School Diploma or Equivalent TOP 5 REQUIRED SKILLS: 1. Strong attention to detail and organizational skills 2. Ability to work independently and as part of a team 3....

Vendor Compliance Coordinator

  • Onalaska, WI
  • 14 days ago
  • Onalaska, WI
  • 14 days ago

Already a Kwik Trip Coworker? Follow this link to apply: myapps.kwiktrip.com Location: Department 699 Shift: Daytime Experience: 1-3 years Pay Range: $19.15 to $26.80 Actual pay will be based on...

Regulatory Compliance Specialist II

  • Brookfield, WI
  • 20 days ago
  • Brookfield, WI
  • 20 days ago

Job Description: WE CREATE EMPOWERED LEADERS! At Milwaukee Tool, we believe our people and culture are the keys to our success. We are committed to empowering employees with the resources and...

Internal Auditor/Compliance Officer

  • Rice Lake, WI
  • 25 days ago
  • Rice Lake, WI
  • 25 days ago

JOB REQUIREMENTS: Position Summary: This position leads compliance efforts that ensure the organization is in compliance with bank policies/procedures as well as state and federal regulations....

Compliance Analyst - Capital Markets Branch Oversight

  • Milwaukee, WI
  • 28 days ago
  • Milwaukee, WI
  • 28 days ago

Compliance Analyst Capital Markets Branch Oversight We are seeking a Branch Oversight Analyst who will be primarily responsible for oversight of the branch and location review programs in Capital...

Grant Compliance Administrator

  • Hayward, WI
  • 28 days ago
  • Hayward, WI
  • 28 days ago

JOB REQUIREMENTS: Position Title: Grant Compliance Administrator Reports To: CFO FLSA Status: Exempt Annual Contract: Full-time, 40 hours per week, 52 Weeks per Year Rate of Pay: \$50,000 to...

Regulatory Affairs Specialist - Post Market

  • Madison, WI
  • 30+ days ago
  • Madison, WI
  • 30+ days ago

Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...

Remote Work

Regulatory Affairs Specialist

  • Beloit, WI
  • 45+ days ago
  • Beloit, WI
  • 45+ days ago

Overview Accelerate your career with NorthStar! NorthStar Medical Radioisotopes is seeking individuals with a desire to work within the pharmaceutical industry who possess an Intense Customer...

Technology Compliance Consultant

  • Milwaukee, WI
  • 60+ days ago
  • Milwaukee, WI
  • 60+ days ago

Summary: Responsible for providing support, building relationships and consulting across the enterprise to advance the company's compliance culture while ensuring business objectives are achieved....

Sr. Regulatory Compliance Analyst

  • Milwaukee, WI
  • 90+ days ago
  • Milwaukee, WI
  • 90+ days ago

What part will you play? If youre looking for a place where you can make a meaningful difference, youve found it. The work we do at Markel gives people the confidence to move forward and seize...

Compliance Officer

  • Janesville, WI
  • 90+ days ago
  • Janesville, WI
  • 90+ days ago

Job Description Compliance Officer Job Classification: Full Time FLSA Status: Exempt Department: Risk Management Reports To: Director of Risk Management Senior Leader: EVP/CFO Job Overview The...

Demographic Data for Wisconsin

Moving to Wisconsin? Find some basic demographic data about Wisconsin below.


Local
National
5,893,722
141,683

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...

Title Synonyms

Users interested in this job title also searched for the following job title


Salary for Compliance Specialist Jobs in Wisconsin

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Wisconsin offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Wisconsin
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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