Compliance Specialist Jobs in Wisconsin
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Job Summary A Regulatory Compliance Specialist is responsible for developing, implementing, and managing an organization's compliance programs....
Anticipated End Date: 2025-03-31 Position Title: Tech Compliance Auditor Advisor (US) Job Description: Technology Compliance Auditor Advisor Location: This position will work a hybrid model...
Finance, Legal & Property Risk & Compliance Associate (Full-Time) Stoughton, United States Risk & Compliance Full time Job Description Job ID: 283370 Date posted: 18/03/2025 What you'll need to...
This position is hybrid for Chicago or Milwaukee. If selected candidate is outside these locations the position may have flexibility for a virtual work arrangement. The Compliance Program...
What part will you play? If youre looking for a place where you can make a meaningful difference, youve found it. The work we do at Markel gives people the confidence to move forward and seize...
Corporate Regulatory Compliance Specialist Columbus, WI ( Description For over a century, American Packaging Corporation (APC) has been a leading flexible packaging converter for customers throughout...
Quality & Regulatory Affairs Specialist (Food Safety & Compliance)
- Milwaukee, WI
- 15 days ago
- Milwaukee, WI
- 15 days ago
Job Description The Quality & Regulatory Affairs Specialist (Regulatory & Specifications Specialist) is at the forefront of regulatory compliance and helps to ensure all processes and...
JOB REQUIREMENTS: Bring YOUR energy to Alliant Energy! At AlliantEnergy, our purpose is to serve customers and build strongercommunities. We are passionate about powering beyond the...
Job Description Compliance Officer Job Classification: Full Time FLSA Status: Exempt Department: Risk Management Reports To: Director of Risk Management Senior Leader: EVP/CFO Job Overview The...
The role of the Senior Regulatory Affairs Specialist is to manage regulatory, quality, and business issues to permit client to develop, produce, and distribute medical radioisotopes and...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Government Funding Compliance Consultant - Director
- Milwaukee, WI
- 30+ days ago
- Milwaukee, WI
- 30+ days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Demographic Data for Wisconsin
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Salary for Compliance Specialist Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Affirmative Action
- ISO Certified
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Balance Sheets
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Financial Analysis
- Client Relationships
- Anti-Money Laundering
- Management Consulting
- Financial Services
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Reimbursement
- Strategy Development
- Risk Management
- Implementation
- Auditing
- Investigation
- Consulting
- Verbal Communication
- Mentoring
- Written Communication
- Documentation
- Collaboration
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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