Compliance Analyst Jobs in Alameda, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Officer, Escalations
- San Francisco, CA (7 miles from Alameda, CA)
- 4 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 4 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
- Oakland, CA (3 miles from Alameda, CA)
- 5 days ago
- Oakland, CA (3 miles from Alameda, CA)
- 5 days ago
FQHC-Healthcare Clinic Compliance Associate | Full-Time | Oakland-Based (Multi-Site Travel Required) Join a mission-driven healthcare nonprofit through MatchBukh Talent Solutions making a real...
Tax & Compliance Operations Specialist
- San Francisco, CA (7 miles from Alameda, CA)
- 5 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 5 days ago
Building at Check At Check, we make paying people simple. In doing that, we're not just building our own business- we're building payroll businesses together with every one of our partners. As the...
Principal Regulatory Affairs Specialist - US New Product Introduction - Diabetes Care (on-site)
- Alameda, CA
- 5 days ago
- Alameda, CA
- 5 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Government Funding Compliance Consultant - Manager
- San Francisco, CA (7 miles from Alameda, CA)
- 5 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 5 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
- Pleasant Hill, CA (16 miles from Alameda, CA)
- 6 days ago
- Pleasant Hill, CA (16 miles from Alameda, CA)
- 6 days ago
Senior Officer, Compliance Remote Northern California Are you ready to use your compliance skills for one of the worlds largest FinTech organizations? Do you want to work for a global business...
Remote WorkProduct Regulatory Compliance Specialist
- Fremont, CA (21 miles from Alameda, CA)
- 9 days ago
- Fremont, CA (21 miles from Alameda, CA)
- 9 days ago
The Group Youll Be A Part Of In the Global Products Group, we are dedicated to excellence in the design and engineering of Lam's etch and deposition products. We drive innovation to ensure our...
Fair Banking Compliance Officer
- Walnut Creek, CA (13 miles from Alameda, CA)
- 14 days ago
- Walnut Creek, CA (13 miles from Alameda, CA)
- 14 days ago
FAIR BANKING COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, deceptive, and abusive acts and practices...
Security Governance, Risk & Compliance Analyst - Paze
- San Francisco, CA (7 miles from Alameda, CA)
- 15 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 15 days ago
Security Governance, Risk & Compliance Analyst - Paze position will support the Audit Readiness program within SecGRC with review and responding to Paze Customer, Merchant, and Integrator inquiries...
- San Francisco, CA (7 miles from Alameda, CA)
- 15 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 15 days ago
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
Senior Regulatory Affairs Specialist
- Redwood City, CA (21 miles from Alameda, CA)
- 16 days ago
- Redwood City, CA (21 miles from Alameda, CA)
- 16 days ago
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
- San Francisco, CA (7 miles from Alameda, CA)
- 20 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 20 days ago
In this role, the Compliance Associate will be responsible for upholding the firm's standards of integrity and regulatory adherence. The candidate will assist in maintaining the Code of Ethics...
Compliance Officer, Marketing & Advisory
- San Francisco, CA (7 miles from Alameda, CA)
- 27 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 27 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Compliance Officer, Marketing...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA
- 29 days ago
- Alameda, CA
- 29 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Associate, Complaints
- San Francisco, CA (7 miles from Alameda, CA)
- 30+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 30+ days ago
About the role We are hiring a Compliance Associate to join our Compliance team within our Operations and Member Experience Advisory pillar. As a Compliance Associate, you'll advise in...
Demographic Data for Alameda, CA
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Salary for Compliance Analyst Jobs in Alameda, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Alameda, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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