Compliance Analyst Jobs in Alameda, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Risk & Compliance Analyst
- Oakland, CA (3 miles from Alameda, CA)
- 15 hours ago
- Oakland, CA (3 miles from Alameda, CA)
- 15 hours ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Senior Regulatory Affairs Specialist - International
- Palo Alto, CA (23 miles from Alameda, CA)
- 2 days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 2 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Principal Risk & Compliance Analyst
- Oakland, CA (2 miles from Alameda, CA)
- 2 days ago
- Oakland, CA (2 miles from Alameda, CA)
- 2 days ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Need a Rockstar Construction Accounting & Compliance Coordinator
- Berkeley, CA (6 miles from Alameda, CA)
- 5 days ago
- Berkeley, CA (6 miles from Alameda, CA)
- 5 days ago
Hi! We're Vought Constructiona high-end residential builder based in Berkeley, specializing in complex remodels and custom homes. We're passionate about building beautiful, technically challenging...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA
- 24 days ago
- Alameda, CA
- 24 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA
- 26 days ago
- Alameda, CA
- 26 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Compliance Analyst
- San Francisco, CA (7 miles from Alameda, CA)
- 29 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 29 days ago
THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst to join our ambitious team in San Francisco, CA. This role presents an outstanding...
Regulatory Affairs Specialist - Life Sciences
- South San Francisco, CA (11 miles from Alameda, CA)
- 30+ days ago
- South San Francisco, CA (11 miles from Alameda, CA)
- 30+ days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Quality Compliance Coordinator
- Palo Alto, CA (23 miles from Alameda, CA)
- 30+ days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 30+ days ago
Join us in pioneering breakthroughs in healthcare. For everyone. Everywhere. Sustainably. Our inspiring and caring environment forms a global community that celebrates diversity and individuality....
Remote : Full Time must live in one of 6 states where we operate: CA, AZ, NV, TX, WA, OR. Available for Full-Time Work Schedule 8:00am - 5pm Pacific Time, Monday-Friday. PRINCIPAL RESPONSIBILITIES...
Senior Regulatory Affairs Specialist
- Redwood City, CA (21 miles from Alameda, CA)
- 45+ days ago
- Redwood City, CA (21 miles from Alameda, CA)
- 45+ days ago
Pulmonx is looking for a Sr Regulatory Affairs Specialist to join our team supporting all regulatory aspects of our groundbreaking medical devices. Your expertise will be crucial in ensuring that...
- Palo Alto, CA (23 miles from Alameda, CA)
- 45+ days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 45+ days ago
Mudflap serves the $800B trucking industry, the backbone of the U.S. economy. Our market-leading payment products help truckers save thousands of dollars on fuel (their #1 business expense), while...
Senior Compliance Officer - Card Networks
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Senior Compliance Officer - Payment Networks
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Demographic Data for Alameda, CA
Moving to Alameda, CA? Find some basic demographic data about Alameda, CA below.
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Salary for Compliance Analyst Jobs in Alameda, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Alameda, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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