Compliance Analyst Jobs in California
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Employment Law Counseling and Compliance Associate
- Los Angeles, CA
- 13 hours ago
- Los Angeles, CA
- 13 hours ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Mudflap serves the $800B trucking industry, the backbone of the U.S. economy. Our market-leading payment products help truckers save thousands of dollars on fuel (their #1 business expense), while...
Compliance Coordinator University of California Riverside
- Riverside, CA
- 21 hours ago
- Riverside, CA
- 21 hours ago
Compliance Coordinator Job ID: Location: Main Campus - UCR Schedule: 8AM - 5PM Category: Athletics Salary: $51,600 - $87,000 Full/Part Time: Full-time(100%) Organization: UCR Intercollegiate...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA
- 1 day ago
- Sunnyvale, CA
- 1 day ago
Ant Star Ant Group-US Sanctions Compliance Officer-Sunnyvale CA Risk Management-Risk Strategy Operation Basic information Location: Sunnyvale Working years: More than 5 years Department: Ant Group...
Specialist-Compliance (100297) Requisition ID: 7506 Location: Torrance, CA, US, 90501 Workstyle: Onsite Shift: 1st Salary Range: $72,200.00 - $108,300.00 What Makes a Honda, is Who makes a Honda...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA
- 2 days ago
- Alameda, CA
- 2 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in San Diego California.
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
The Sr. Regulatory Compliance Specialist is responsible for assisting with the implementation and managing of the organization's Compliance Program. This position will assist in the development...
Regulatory Compliance and Risk Analyst Job Title: Compliance Consultant, Senior Job ID: PCGJP00003301 Location: Oakland, CA Duration: June 30, 2025 December 12,2025 Key Skills Hiring Manager will...
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
The Compliance Analyst may participate in resulting investigations and reporting....
Regulatory Affairs Specialist II Central California Alliance for Health paid time off, paid holidays, retirement plan United States, California, Monterey Jun 14, 2025 Regulatory Affairs Specialist...
Regulatory Affairs Specialist II DiaSorin United States, California, Cypress 11331 Valley View Street (Show on map) Jun 14, 2025 Diasorin is a global leader in diagnostic solutions, pushing the...
Why Orthofix? Guided by our organizational values - Take Ownership | Innovate Boldly | Win Together - we collaborate closely with world-class surgeons and other partners to improve people's...
Demographic Data for California
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Salary for Compliance Analyst Jobs in California
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Due Diligence
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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