Compliance Analyst Jobs in California
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Associate (BELL GARDENS, CA. 90201)
- Fortiss
- Bell Gardens, CA
- 5 days ago
- Bell Gardens, CA
- 5 days ago
Overview Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team. We are seeking a team player who wil provide clerical support to our Compliance...
In PersonOnTrac is hiring a Compliance Associate! Are you eager to join a dynamic and expanding company where you can both learn and make a meaningful impact? If you possess a strong sense of empathy,...
In PersonCompliance Officer, Compliance Distribution
- Pacific Investment Management Company, LLC
- Newport Beach, CA
- 7 days ago
- Newport Beach, CA
- 7 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities,...
In PersonCompany Description It started with a simple idea: what if surgery could be less invasive and recovery less painful? Nearly 30 years later, that question still fuels everything we do at Intuitive....
In PersonQuality Compliance Associate I/II
- Capricor Therapeutics
- San Diego, CA
- 13 days ago
- San Diego, CA
- 13 days ago
Capricor Therapeutics (NASDAQ: CAPR) is a biotechnology company dedicated to advancing transformative cell and exosome-based therapies for rare diseases. At the forefront of our innovation is...
HybridRegulatory Affairs Specialist - In-vitro Diagnostics
- Randstad
- San Diego, CA
- 15 days ago
- San Diego, CA
- 15 days ago
Advance your career in beautiful San Diego! A Top-Tier Global Life Sciences Leader is seeking a Regulatory Affairs Specialist III for a hybrid role (3 days onsite). This position offers an...
In PersonBUSINESS Sr. Regulatory Affairs Specialist w/ Dexcom, Inc. 100% remote in San Diego, CA. EE telecom. & may report to office 1x quarter. 10% dom. trav'l req'd. Pay $114,691$152,300/yr. Email resume...
Remote- Neighborhood Healthcare
- Escondido, CA
- 18 days ago
- Escondido, CA
- 18 days ago
ABOUT US: Community health is about more than just vaccines and checkups. It's about giving people the resources they need to live their best lives. At Neighborhood, this is our vision: a...
In PersonCompliance and Risk Analyst II-ALM/IRR
- INSPYR Solutions
- Los Angeles, CA
- 20 days ago
- Los Angeles, CA
- 20 days ago
Role : Compliance and Risk Analyst II-ALM/IRR Location : Los Angeles, CA Duration : 4+ month Contract Compensation : $40.00 - 48.00/hr Work Requirements: US Citizen, GC Holders or Authorized to...
In PersonWould you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
In PersonPersonal trade surveillance Electronic communications monitoring (e communications) Political contributions Proxy voting Strong understanding of global equity and fixed income markets, including bonds, equities...
In Person- Evolve Talent Partners
- San Francisco, CA
- 45+ days ago
- San Francisco, CA
- 45+ days ago
The Company is seeking a Legal and Compliance Associate based in San Francisco who will skillfully and accurately assist in the coordination and execution of the Company's general legal and...
In PersonSenior Compliance Officer, Card Schemes
- Adyen
- San Francisco, CA
- 45+ days ago
- San Francisco, CA
- 45+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
In PersonSenior Compliance Officer, Card Network Specialist
- Adyen
- San Francisco, CA
- 45+ days ago
- San Francisco, CA
- 45+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
In PersonJunior Small Business and Compliance Officer
- Dutra Group
- San Rafael, CA
- 60+ days ago
- San Rafael, CA
- 60+ days ago
Junior Small Business and Compliance Officer EQUAL OPPORTUNITY EMPLOYER/VETERANS/DISABLED SUMMARY The Junior Small Business Liaison and Compliance Officer (Junior SBLO) will support all Dutra...
In PersonDemographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Analyst Jobs in California
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Computer Skills
- Time Management
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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