Compliance Analyst Jobs in California
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Chemical Regulatory Affairs Specialist - Contract
- Redwood City, CA
- 11 hours ago
- Redwood City, CA
- 11 hours ago
Ultimate Staffing is seeking a Chemical Regulatory Affairs Specialist to join a client in Redwood City. This is a contract position scheduled to last approximately through October. The role is...
Risk & Compliance - Associate Manager Risk & Compliance - Associate Manager Missouri Street 415, 94107 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global...
We are UMG, the Universal Music Group. We are the world's leading music company. In everything we do, we are committed to artistry, innovation and entrepreneurship. We own and operate a broad...
About ByteDanceFounded in 2012, ByteDance's mission is to inspire creativity and enrich life. With a suite of more than a dozen products, including TikTok as well as platforms specific to the...
GROW WITH US: Tandem Diabetes Care creates new possibilities for people living with diabetes, their loved ones, and their healthcare providers through a positively different experience. We’d love...
Primary Function of Position: New Product/Indication Submissions Provide regulatory insight to development, new product introduction, and manufacturing teams for assessing the impact of design...
Position Overview Ultimate Staffing Services is actively seeking a dedicated Regulatory Affairs Specialist to join their client's team in Union, California. This position will play a crucial role...
BMO Financial Group Senior Compliance Officer in Virtual , California This position is hybrid for Chicago or Milwaukee. If selected candidate is outside these locations the position may have...
IT COMPLIANCE AUDITOR SAN DIEGO, CALIFORNIA X Corporate positions help our company operate at its maximum potential while providing the best service to all customers. Our corporate teams maintain...
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
The Company Dexcom Corporation (NASDAQ DXCM) is a pioneer and global leader in continuous glucose monitoring (CGM). Dexcom began as a small company with a big dream: To forever change how diabetes...
REGULATORY AFFAIRS SPECILIST needed immediately!!! CALL Maria RIGHT AWAY ... If you enjoy being part of a company contributing to saving lives - This might be for you. This position assists the...
Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance
- Palo Alto, CA
- 5 days ago
- Palo Alto, CA
- 5 days ago
Product experience including mutual funds, money market funds, ETFs, margin products and 529 plans....
Lead Analyst, Compliance Quality Assurance
- San Francisco, CA
- 6 days ago
- San Francisco, CA
- 6 days ago
Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data - globally, nearly instantly and less...
Remote WorkSenior Regulatory Affairs Specialist - Cardiac Rhythm Management (on-site)
- Sylmar, CA
- 6 days ago
- Sylmar, CA
- 6 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for California
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Salary for Compliance Analyst Jobs in California
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Affirmative Action
- ISO Certified
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Balance Sheets
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Financial Analysis
- Client Relationships
- Anti-Money Laundering
- Management Consulting
- Financial Services
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Reimbursement
- Strategy Development
- Risk Management
- Implementation
- Auditing
- Investigation
- Consulting
- Verbal Communication
- Mentoring
- Written Communication
- Documentation
- Collaboration
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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