Compliance Analyst Jobs in California
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Regulatory Affairs Specialist Vascular (on-site)
- Santa Clara, CA
- 60+ days ago
- Santa Clara, CA
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA
- 60+ days ago
- Alameda, CA
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA
- 9 hours ago
- San Fernando, CA
- 9 hours ago
Regulatory Affairs Specialist III - Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
Cultural Resources Environmental Compliance Associate
- Three Rivers, CA
- 21 hours ago
- Three Rivers, CA
- 21 hours ago
Cultural Resources Environmental Compliance Associate ID:NPSSEKI-001-006Location:Three RiversProgram:NPS Wage/Hr:$50.00Hours/Week:10Minimum Age:55 For over 25 years, National Experienced Workforce...
Senior Regulatory Affairs Specialist (NMPA Green Channel Submission)
- Sunnyvale, CA
- 22 hours ago
- Sunnyvale, CA
- 22 hours ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values Collaborative, Responsible, Entrepreneurial, Self-Aware,...
SAP S/4HANA Deployment Financial Compliance Specialist- Authorizations ( 2 years fixed term)
- San Jose, CA
- 3 days ago
- San Jose, CA
- 3 days ago
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
Analyst is responsible for monitoring and analyzing medical and utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations....
Kforce has a client in Los Angeles, CA that is seeking a Financial Compliance Auditor III. Job Summary:This is a hybrid role responsible for conducting financial solvency reviews and audits for...
Analyst role is focused on the development, execution, and support of enterprise-wide federal contract compliance management activities designed to increase program maturity and performance across...
Position Summary The Principal Risk and Compliance Analyst will have accountability for helping promote a culture of ethics and compliance, where PG&E coworkers are enabled and inspired to act with...
Position Summary The Principal Risk and Compliance Analyst will have accountability for helping promote a culture of ethics and compliance, where PG&E coworkers are enabled and inspired to act with...
Analyst role is focused on the development, execution, and support of enterprise-wide federal contract compliance management activities designed to increase program maturity and performance across...
At Deckers Brands, Together, Every Step is a promise kept that every employee can bring their authentic self, is valued and supported, as a whole person, at work and beyond. Together, Every Step...
Remote WorkJob Summary This position is responsible for the development, implementation and monitoring of the Bank's compliance programs. The established programs will ensure that the Bank remains in...
Demographic Data for California
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Salary for Compliance Analyst Jobs in California
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Internal Control
- Equities
- Derivatives
- Management Reporting
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Data Analysis
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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