Compliance Analyst Jobs in California

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1-15 of 27 Jobs

Chief Compliance Officer

  • Pantera Capital
  • Menlo Park, CA
  • 1 day ago
frameworks applicable to registered investment advisors (RIAs) and experience operating at the intersection of compliance, business (investment), legal, operations (front, middle, and back office), and finance...

Director, Senior Compliance Officer

  • Forge Global
  • San Francisco, CA
  • 3 days ago
At Forge, we know our team is our greatest asset. As innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our values of being bold,...

SVP, Advisory Chief Compliance Officer

  • LPL Financial Services
  • San Diego, CA
  • 5 days ago
Are you a team player with a growth mindset? Are you interested in working on meaningful projects? Are you interested in being part of a team that is working to transform and do things...

Chief Compliance Officer - Digital Wealth Management

  • East West Bancorp, Inc.
  • San Francisco, CA
  • 10 days ago
Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Greater China, we are the premier financial bridge between the East and...
26th July, 2022 WHAT IS THE OPPORTUNITY? The Compliance Advisory - WM will assist the WM Chief Compliance Officer in the development, monitoring and testing of the company's Wealth Management...

Chief Compliance Officer - Digital Wealth Management

  • East West Bancorp
  • Pasadena, CA
  • 11 days ago
Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Greater China, we are the premier financial bridge between the East and...

AML Compliance Officer

  • Crescent City Recruitment Group
  • Los Angeles, CA
  • 12 days ago
We are currently seeking a pragmatic, innovative, proactive and driven financial services compliance professional to act as the AML Compliance Officer. The role is responsible for developing,...

Vice President, Senior Compliance Officer

  • Mbk Search
  • San Francisco, CA
  • 14 days ago
Manage regulatory change management and participate with business areas supported such as consumer, in addition to other business areas or support functions (Finance, Technology)....

Compliance Officer

  • Tcw Group
  • Los Angeles, CA
  • 14 days ago
Compliance Officer Compliance Officer Los Angeles, CA Share Posted 3 days ago Email Job Job Description Compliance Officer Job Location(s) US-CA-Los Angeles Job ID2021-1676...

Compliance Officer Senior

  • City National Bank
  • Los Angeles, CA
  • 18 days ago
Manage regulatory change management and participate with business areas supported such as consumer, in addition to other business areas or support functions (Finance, Technology)....

Chief Compliance Officer

  • East West Bank
  • Pasadena, CA
  • 20 days ago
Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Greater China, we are the premier financial bridge between the East and West. Our teams...

Compliance officer

  • Analysts
  • Irvine, CA
  • 24 days ago
Compliance Officer Newport Beach, CA 6+ Month Contract Position Description The Compliance Officer will be a member of the Regulatory Compliance team within the Legal and Compliance Department and...

Compliance officer

  • Newport Beach, CA
  • 25 days ago
Compliance Officer Newport Beach, CA 6+ Month Contract Position Description The Compliance Officer will be a member of the Regulatory Compliance team within the Legal and Compliance Department and...

Chief Compliance Officer

  • East West Bancorp
  • Palo Alto, CA
  • 25 days ago
Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Greater China, we are the premier financial bridge between the East and...

Senior Director, Chief Compliance Officer Of Broker - Dealer And Ria

  • Forge Global, Inc
  • San Francisco, CA
  • 30+ days ago
Senior Director, Chief Compliance Officer of Broker-Dealer and RIA at Forge Global (View all jobs) San Francisco, California, United States At Forge, we know our team is our greatest asset. As...

Demographic Data for California

Moving to California? Find some basic demographic data about California below.


37,249,464
921,268

Compliance Analyst Online Courses and Training Opportunities

What is Compliance?
Compliance isnt only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. Its also about the positive impact a robust and ethical compliance program can...

Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...

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Salary for Compliance Analyst Jobs in California

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Top Hiring Companies

Top hiring companies in your area for Compliance Analyst positions


  • Chicken Soup for the Soul Entertainment
    Jobs             Company Profile
  • Deloitte
    Jobs
  • Bank of America Corporation
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  • KPMG
    Jobs
  • Edward Jones
    Jobs
  • Amazon
    Jobs
  • Fidelity Investments
    Jobs
  • Stanford University
    Jobs
  • University of California
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  • Edward D. Jones & Co., L.P
    Jobs

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.


Highest Education Level

Compliance Analysts in California offer the following education background
  • Bachelor's Degree (46.9%)
  • Master's Degree (34.6%)
  • Doctorate Degree (6.3%)
  • Associate's Degree (4.2%)
  • High School or GED (3.7%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Analysts in California
  • 2-4 years (42.6%)
  • 4-6 years (18.4%)
  • None (13.4%)
  • 1-2 years (9.8%)
  • 8-10 years (5.0%)
  • 10+ years (4.9%)
  • 6-8 years (4.6%)
  • Less than 1 year (1.3%)

Other Titles

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