Compliance Analyst Jobs in Azusa, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Financial Compliance Auditor III
- Los Angeles, CA (22 miles from Azusa, CA)
- 1 day ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 1 day ago
Kforce has a client in Los Angeles, CA that is seeking a Financial Compliance Auditor III. Job Summary:This is a hybrid role responsible for conducting financial solvency reviews and audits for...
- Monterey Park, CA (14 miles from Azusa, CA)
- 2 days ago
- Monterey Park, CA (14 miles from Azusa, CA)
- 2 days ago
Job Summary This position is responsible for the development, implementation and monitoring of the Bank's compliance programs. The established programs will ensure that the Bank remains in...
Financial Compliance Auditor III Claims
- Los Angeles, CA (22 miles from Azusa, CA)
- 3 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 3 days ago
Financial Compliance Auditor III Claims 5 days left Recruiter L.A. Care Health Plan Location Los Angeles, California, United States Salary USD 88,854.00 per year Posted 01 Jun 2025 Closes 01 Jul...
Staff International Regulatory Affairs Specialist
- Los Angeles, CA (22 miles from Azusa, CA)
- 5 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 5 days ago
Summary As Staff Regulatory Affairs Specialist, you will be responsible for supporting MMS Dispensing products consisting of Medical Devices and Non-Medical Devices along with associated Software...
Financial Compliance Auditor III
- Los Angeles, CA (22 miles from Azusa, CA)
- 7 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 7 days ago
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Insurance Product Development Regulatory Compliance Analyst
- Los Angeles, CA (22 miles from Azusa, CA)
- 8 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 8 days ago
Comprehensive health, wellness, and financial planning options that employees can tailor to meet their personal and family needs....
Financial Compliance Auditor III
- Los Angeles, CA (22 miles from Azusa, CA)
- 9 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 9 days ago
#202877 Financial Compliance Auditor III LOS ANGELES, CA DATE: Yesterday Overview PLACEMENT TYPE: Temporary SALARY: up to $55.53/hr START DATE: 07.14.2025 Make a real impact on healthcare...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (22 miles from Azusa, CA)
- 14 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 14 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
- Los Angeles, CA (22 miles from Azusa, CA)
- 17 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 17 days ago
The Compliance Analyst may participate in resulting investigations and reporting....
Regulatory Affairs Specialist II
- Cypress, CA (23 miles from Azusa, CA)
- 17 days ago
- Cypress, CA (23 miles from Azusa, CA)
- 17 days ago
Regulatory Affairs Specialist II DiaSorin United States, California, Cypress 11331 Valley View Street (Show on map) Jun 14, 2025 Diasorin is a global leader in diagnostic solutions, pushing the...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Los Angeles, CA (22 miles from Azusa, CA)
- 26 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 26 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Financial Compliance Auditor III Finance
- Los Angeles, CA (22 miles from Azusa, CA)
- 29 days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 29 days ago
Salary Range: $88,854.00 (Min.) - $115,509.00 (Mid.) - $142,166.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
- Brea, CA (14 miles from Azusa, CA)
- 30+ days ago
- Brea, CA (14 miles from Azusa, CA)
- 30+ days ago
Job Description: The Regulatory Affairs Specialist is responsible for assembling CE Technical files and final review of deliverables for MDR regulatory compliance with the goal of achieving...
Broker Dealer Compliance Associate
- Los Angeles, CA (22 miles from Azusa, CA)
- 45+ days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 45+ days ago
About Altruist Altruist is the modern custodian built exclusively for independent financial advisors that combines a self-clearing brokerage firm with intuitive software for account opening,...
- Los Angeles, CA (22 miles from Azusa, CA)
- 90+ days ago
- Los Angeles, CA (22 miles from Azusa, CA)
- 90+ days ago
Axos Bank Target Range: $100,000.00/Yr. - $120,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
Demographic Data for Azusa, CA
Moving to Azusa, CA? Find some basic demographic data about Azusa, CA below.
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Salary for Compliance Analyst Jobs in Azusa, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Azusa, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Equities
- Derivatives
- Internal Control
- Management Reporting
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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