Compliance Analyst Jobs in Brea, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Title: Regulatory Affairs Specialist II - Temporary
- Irvine, CA (14 miles from Brea, CA)
- 1 day ago
- Irvine, CA (14 miles from Brea, CA)
- 1 day ago
Support the EU's In Vitro Diagnostic Regulation (IVDR) transition activities that will impact all Bio-Rad products currently CE Marked under the IVD Directive. Activities include preparation...
Financial Compliance Auditor III Finance
- Los Angeles, CA (21 miles from Brea, CA)
- 6 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 6 days ago
Salary Range: $88,854.00 (Min.) - $115,509.00 (Mid.) - $142,166.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (21 miles from Brea, CA)
- 10 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 10 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Compliance & Regulatory Affairs Specialist
- Diamond Bar, CA (6 miles from Brea, CA)
- 14 days ago
- Diamond Bar, CA (6 miles from Brea, CA)
- 14 days ago
At Niagara, we're looking for Team Members who want to be part of achieving our mission to provide our customers the highest quality most affordable bottled water. Consider applying here, if you...
- Irvine, CA (14 miles from Brea, CA)
- 23 days ago
- Irvine, CA (14 miles from Brea, CA)
- 23 days ago
Your Role on the Team Under the general supervision of the Supervisor, IT Security Risk and Compliance, the Risk and Compliance analyst applies skills as a seasoned, experienced IT security professional...
Risk and Compliance Analyst University of California Irvine
- Irvine, CA (14 miles from Brea, CA)
- 23 days ago
- Irvine, CA (14 miles from Brea, CA)
- 23 days ago
Your Role on the Team Under the general supervision of the Supervisor, IT Security Risk and Compliance, the Risk and Compliance analyst applies skills as a seasoned, experienced IT security professional...
IT GRC (Governance, Risk & Compliance) Analyst
- Irvine, CA (14 miles from Brea, CA)
- 24 days ago
- Irvine, CA (14 miles from Brea, CA)
- 24 days ago
Kura Sushi USA is a publicly traded U.S. company established in 2008 as a subsidiary of Kura Sushi, Inc. We are an innovative and tech interactive Japanese restaurant chain serving up the ultimate...
Senior Regulatory Affairs Specialist - BD Advanced Patient Monitoring
- Irvine, CA (14 miles from Brea, CA)
- 24 days ago
- Irvine, CA (14 miles from Brea, CA)
- 24 days ago
Becton Dickinson (BD) recently completed the acquisition of the Edwards Critical Care business. This position is part of the Critical Care division, and as such will become a part of the BD...
- Los Angeles, CA (21 miles from Brea, CA)
- 25 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 25 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and standards...
Employment Type: Salaried Work Arrangement: Remote Position Summary: We are seeking a Regulatory Compliance Specialist to join our team of food regulatory professionals, to provide expertise in...
- Newport Beach, CA (23 miles from Brea, CA)
- 27 days ago
- Newport Beach, CA (23 miles from Brea, CA)
- 27 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
IS Regulatory Compliance Analyst - IS Security - Full Time 8 Hour Days (Non-Exempt) (Non-Union)
- Los Angeles, CA (21 miles from Brea, CA)
- 27 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 27 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and standards...
- Los Angeles, CA (21 miles from Brea, CA)
- 28 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 28 days ago
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
- Irvine, CA (14 miles from Brea, CA)
- 30+ days ago
- Irvine, CA (14 miles from Brea, CA)
- 30+ days ago
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Regulatory Compliance, Associate
- Los Angeles, CA (21 miles from Brea, CA)
- 30+ days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 30+ days ago
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
Demographic Data for Brea, CA
Moving to Brea, CA? Find some basic demographic data about Brea, CA below.
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Salary for Compliance Analyst Jobs in Brea, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Brea, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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