Compliance Analyst Jobs in Carson, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Quality Assurance & Regulatory Affairs Specialist (Personal Care) Job #49939
- Los Angeles, CA (10 miles from Carson, CA)
- 3 hours ago
- Los Angeles, CA (10 miles from Carson, CA)
- 3 hours ago
Quality Assurance & Regulatory Affairs Specialist (Personal Care) Manufacturing Los Angeles, CA, US Pay Rate Low: 35 | Pay Rate High: 42 QA/RA Specialist (Personal Care) Employment Type: 6-month...
Compliance Associate (Bell Gardens, CA.)
- Bell Gardens, CA (11 miles from Carson, CA)
- 4 days ago
- Bell Gardens, CA (11 miles from Carson, CA)
- 4 days ago
Overview Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team? We are seeking a tram player who is ready to go the extra mile and support our...
Financial Compliance Auditor III
- Los Angeles, CA (10 miles from Carson, CA)
- 10 days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 10 days ago
Kforce has a client in Los Angeles, CA that is seeking a Financial Compliance Auditor III. Job Summary:This is a hybrid role responsible for conducting financial solvency reviews and audits for...
- Monterey Park, CA (16 miles from Carson, CA)
- 11 days ago
- Monterey Park, CA (16 miles from Carson, CA)
- 11 days ago
Job Summary This position is responsible for the development, implementation and monitoring of the Bank's compliance programs. The established programs will ensure that the Bank remains in...
Financial Compliance Auditor III, Claims
- Los Angeles, CA (10 miles from Carson, CA)
- 12 days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 12 days ago
Financial Compliance Auditor III, Claims Los Angeles, CA (Remote/Hybrid) 3-Month Contract (Possibility of conversion to a permanent position) Job ID 25-09703 Solugenix is assisting a client, a...
Financial Compliance Auditor III
- Los Angeles, CA (10 miles from Carson, CA)
- 16 days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 16 days ago
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Insurance Product Development Regulatory Compliance Analyst
- Los Angeles, CA (10 miles from Carson, CA)
- 17 days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 17 days ago
We are looking for an Insurance Product Development Regulatory Compliance Analyst to support our Underwriting Business Units through the management, maintenance, and development of insurance forms/endorsements...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (10 miles from Carson, CA)
- 23 days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 23 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Specialist-Compliance (100297)
- Torrance, CA (3 miles from Carson, CA)
- 24 days ago
- Torrance, CA (3 miles from Carson, CA)
- 24 days ago
What Makes a Honda, is Who makes a Honda Honda has a clear vision for the future, and it's a joyful one. We are looking for individuals with the skills, courage, persistence, and dreams that will...
- Los Angeles, CA (10 miles from Carson, CA)
- 26 days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 26 days ago
The Compliance Analyst may participate in resulting investigations and reporting....
- Hawthorne, CA (7 miles from Carson, CA)
- 27 days ago
- Hawthorne, CA (7 miles from Carson, CA)
- 27 days ago
LEGAL AND COMPLIANCE ANALYST As a Legal and Compliance Analyst, you will primarily support SpaceX's Starlink broadband internet business as part of the team responsible for ensuring compliance with...
Fair Banking Compliance Officer
- Studio City, CA (23 miles from Carson, CA)
- 30+ days ago
- Studio City, CA (23 miles from Carson, CA)
- 30+ days ago
Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Los Angeles, CA (10 miles from Carson, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 30+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Financial Compliance Auditor III Finance
- Los Angeles, CA (10 miles from Carson, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Carson, CA)
- 30+ days ago
Salary Range: $88,854.00 (Min.) - $115,509.00 (Mid.) - $142,166.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
- Brea, CA (22 miles from Carson, CA)
- 30+ days ago
- Brea, CA (22 miles from Carson, CA)
- 30+ days ago
Job Description: The Regulatory Affairs Specialist is responsible for assembling CE Technical files and final review of deliverables for MDR regulatory compliance with the goal of achieving...
Demographic Data for Carson, CA
Moving to Carson, CA? Find some basic demographic data about Carson, CA below.
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Salary for Compliance Analyst Jobs in Carson, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Carson, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Policy Development
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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