Compliance Analyst Jobs in Irvine, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
Additional Location(s): US-CA-Irvine; US-CA-Valencia; US-MA-Marlborough; US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...
Regulatory Affairs Specialist II
- Cypress, CA (17 miles from Irvine, CA)
- 13 days ago
- Cypress, CA (17 miles from Irvine, CA)
- 13 days ago
Regulatory Affairs Specialist II DiaSorin United States, California, Cypress 11331 Valley View Street (Show on map) Jun 14, 2025 Diasorin is a global leader in diagnostic solutions, pushing the...
Regulatory Affairs Specialist Contract Type: Contractor Location: Irvine Industry: Pharmaceuticals Contact Name: Flora Pollack Contact Phone: Date Published: 05-Jun-2025 Regulatory Affairs...
Regulatory and Compliance Analyst Rivian vision insurance United States, California, Irvine 14600 Myford Road (Show on map) Jun 05, 2025 About Rivian Rivian is on a mission to keep the world adventurous...
- Brea, CA (14 miles from Irvine, CA)
- 28 days ago
- Brea, CA (14 miles from Irvine, CA)
- 28 days ago
Job Description: The Regulatory Affairs Specialist is responsible for assembling CE Technical files and final review of deliverables for MDR regulatory compliance with the goal of achieving...
- Santa Ana, CA (6 miles from Irvine, CA)
- 30+ days ago
- Santa Ana, CA (6 miles from Irvine, CA)
- 30+ days ago
VP, Compliance Officer Banc of California - 2.9 Santa Ana, CA Job Details Full-time $101,000 - $125,000 a year 21 hours ago Benefits Paid parental leave Health savings account AD&D insurance Paid...
SVP, Senior Compliance Officer - Alternatives
- Newport Beach, CA (11 miles from Irvine, CA)
- 30+ days ago
- Newport Beach, CA (11 miles from Irvine, CA)
- 30+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Newport Beach, CA (11 miles from Irvine, CA)
- 30+ days ago
- Newport Beach, CA (11 miles from Irvine, CA)
- 30+ days ago
Job Description We are seeking a motivated and detail-oriented Compliance Associate to join our Compliance team. The Compliance Associate will play a key role in the daily administration of the...
SVP, Senior Compliance Officer - Alternatives (Newport Beach)
- Newport Beach, CA (11 miles from Irvine, CA)
- 45+ days ago
- Newport Beach, CA (11 miles from Irvine, CA)
- 45+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
SVP, Senior Compliance Officer (Newport Beach)
- Newport Beach, CA (11 miles from Irvine, CA)
- 45+ days ago
- Newport Beach, CA (11 miles from Irvine, CA)
- 45+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (6 miles from Irvine, CA)
- 45+ days ago
- Santa Ana, CA (6 miles from Irvine, CA)
- 45+ days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Senior Vice President, Senior Compliance Officer (Newport Beach)
- Newport Beach, CA (11 miles from Irvine, CA)
- 45+ days ago
- Newport Beach, CA (11 miles from Irvine, CA)
- 45+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Regulatory Affairs Specialist, Sr. Regulatory Affairs (Prismatik, a Glidewell Company) Irvine, California Description Position at Prismatik Essential Functions: Prepare and submit product...
Senior Regulatory Affairs Specialist, Digital Health / Software Products
- Lake Forest, CA (10 miles from Irvine, CA)
- 60+ days ago
- Lake Forest, CA (10 miles from Irvine, CA)
- 60+ days ago
At Alcon, we are driven by the meaningful work we do to help people see brilliantly. We innovate boldly, champion progress, and act with speed as the global leader in eye care. Here, youll be...
Demographic Data for Irvine, CA
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Salary for Compliance Analyst Jobs in Irvine, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Irvine, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Due Diligence
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Collaboration
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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