Compliance Analyst Jobs in Roseville, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Affairs Specialist II
- Sacramento, CA (16 miles from Roseville, CA)
- 12 days ago
- Sacramento, CA (16 miles from Roseville, CA)
- 12 days ago
Regulatory Affairs Specialist II Central California Alliance for Health paid time off, paid holidays, retirement plan United States, California, San Benito Jun 14, 2025 Regulatory Affairs...
Privacy Regulatory Compliance Analyst
- Rancho Cordova, CA (9 miles from Roseville, CA)
- 18 days ago
- Rancho Cordova, CA (9 miles from Roseville, CA)
- 18 days ago
Collaborate with and mentor privacy investigators and junior compliance analysts to support their development and contribute to a more robust and agile Privacy program....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Sacramento, CA (16 miles from Roseville, CA)
- 21 days ago
- Sacramento, CA (16 miles from Roseville, CA)
- 21 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Regulatory Affairs Specialist - Post Market
- Sacramento, CA (16 miles from Roseville, CA)
- 22 days ago
- Sacramento, CA (16 miles from Roseville, CA)
- 22 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
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Salary for Compliance Analyst Jobs in Roseville, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Roseville, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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