Compliance Analyst Jobs in San Francisco, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Affairs Specialist II
- Alameda, CA (7 miles from San Francisco, CA)
- 3 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 3 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Risk & Compliance Analyst
- Oakland, CA (11 miles from San Francisco, CA)
- 23 hours ago
- Oakland, CA (11 miles from San Francisco, CA)
- 23 hours ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Principal Risk & Compliance Analyst
- Oakland, CA (8 miles from San Francisco, CA)
- 2 days ago
- Oakland, CA (8 miles from San Francisco, CA)
- 2 days ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Need a Rockstar Construction Accounting & Compliance Coordinator
- Berkeley, CA (10 miles from San Francisco, CA)
- 5 days ago
- Berkeley, CA (10 miles from San Francisco, CA)
- 5 days ago
Hi! We're Vought Constructiona high-end residential builder based in Berkeley, specializing in complex remodels and custom homes. We're passionate about building beautiful, technically challenging...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA (7 miles from San Francisco, CA)
- 25 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 25 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA (7 miles from San Francisco, CA)
- 27 days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 27 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst to join our ambitious team in San Francisco, CA. This role presents an outstanding...
Regulatory Affairs Specialist - Life Sciences
- South San Francisco, CA (8 miles from San Francisco, CA)
- 30+ days ago
- South San Francisco, CA (8 miles from San Francisco, CA)
- 30+ days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Regulatory Compliance Specialist / Req 822408492
- Alameda, CA (7 miles from San Francisco, CA)
- 30+ days ago
- Alameda, CA (7 miles from San Francisco, CA)
- 30+ days ago
Remote : Full Time must live in one of 6 states where we operate: CA, AZ, NV, TX, WA, OR. Available for Full-Time Work Schedule 8:00am - 5pm Pacific Time, Monday-Friday. PRINCIPAL RESPONSIBILITIES...
Senior Regulatory Affairs Specialist
- Redwood City, CA (23 miles from San Francisco, CA)
- 45+ days ago
- Redwood City, CA (23 miles from San Francisco, CA)
- 45+ days ago
Pulmonx is looking for a Sr Regulatory Affairs Specialist to join our team supporting all regulatory aspects of our groundbreaking medical devices. Your expertise will be crucial in ensuring that...
Senior Compliance Officer - Card Networks
- San Francisco, CA
- 60+ days ago
- San Francisco, CA
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Senior Compliance Officer - Payment Networks
- San Francisco, CA
- 60+ days ago
- San Francisco, CA
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Demographic Data for San Francisco, CA
Moving to San Francisco, CA? Find some basic demographic data about San Francisco, CA below.
Compliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs in San Francisco, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in San Francisco, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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