Compliance Analyst Jobs in Walnut Creek, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA (13 miles from Walnut Creek, CA)
- 60+ days ago
- Alameda, CA (13 miles from Walnut Creek, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Supervisory Securities Compliance Examiner
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 7 hours ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 7 hours ago
If selected, you will join a well-respected team th is responsible for conducting exams of investment advisers and investment companies, such as mutual funds and exchange-traded funds....
Expert Risk & Compliance Analyst
- Oakland, CA (10 miles from Walnut Creek, CA)
- 6 days ago
- Oakland, CA (10 miles from Walnut Creek, CA)
- 6 days ago
Analyst role is focused on the development, execution, and support of enterprise-wide federal contract compliance management activities designed to increase program maturity and performance across...
Principal Risk & Compliance Analyst
- Oakland, CA (10 miles from Walnut Creek, CA)
- 6 days ago
- Oakland, CA (10 miles from Walnut Creek, CA)
- 6 days ago
Position Summary The Principal Risk and Compliance Analyst will have accountability for helping promote a culture of ethics and compliance, where PG&E coworkers are enabled and inspired to act with...
Principal Risk & Compliance Analyst
- Oakland, CA (11 miles from Walnut Creek, CA)
- 6 days ago
- Oakland, CA (11 miles from Walnut Creek, CA)
- 6 days ago
Position Summary The Principal Risk and Compliance Analyst will have accountability for helping promote a culture of ethics and compliance, where PG&E coworkers are enabled and inspired to act with...
Expert Risk & Compliance Analyst
- Oakland, CA (11 miles from Walnut Creek, CA)
- 6 days ago
- Oakland, CA (11 miles from Walnut Creek, CA)
- 6 days ago
Analyst role is focused on the development, execution, and support of enterprise-wide federal contract compliance management activities designed to increase program maturity and performance across...
- Hayward, CA (13 miles from Walnut Creek, CA)
- 8 days ago
- Hayward, CA (13 miles from Walnut Creek, CA)
- 8 days ago
Were looking for a Subcontractor Compliance Administrator to join the team and ensure seamless coordination between subcontractor compliance, accounts payable, and project cost management. What...
Regulatory Compliance and Risk Analyst
- Oakland, CA (10 miles from Walnut Creek, CA)
- 21 days ago
- Oakland, CA (10 miles from Walnut Creek, CA)
- 21 days ago
Regulatory Compliance and Risk Analyst Job Title: Compliance Consultant, Senior Job ID: PCGJP00003301 Location: Oakland, CA Duration: June 30, 2025 December 12,2025 Key Skills Hiring Manager will...
- Alameda, CA (13 miles from Walnut Creek, CA)
- 26 days ago
- Alameda, CA (13 miles from Walnut Creek, CA)
- 26 days ago
Alameda : 1360-1380 South Loop Road ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Continuous sitting for prolonged...
Senior Compliance Officer - Card Networks
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 27 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 27 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Senior Compliance Officer - Payment Networks
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 27 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 27 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Senior Regulatory Affairs Specialist - Lingo (on-site)
- Alameda, CA (13 miles from Walnut Creek, CA)
- 28 days ago
- Alameda, CA (13 miles from Walnut Creek, CA)
- 28 days ago
Alameda : 2901 Harbor Bay Parkway ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Continuous sitting for prolonged...
Senior Regulatory Affairs Specialist - Lingo (on-site)
- Alameda, CA (13 miles from Walnut Creek, CA)
- 29 days ago
- Alameda, CA (13 miles from Walnut Creek, CA)
- 29 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist - Pleasanton, CA
- Pleasanton, CA (19 miles from Walnut Creek, CA)
- 30+ days ago
- Pleasanton, CA (19 miles from Walnut Creek, CA)
- 30+ days ago
Calyxo, Inc. is a medical device company headquartered in Pleasanton, California, USA. The company was founded in 2016 to address the profound need for improved kidney stone treatment. Kidney...
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 30+ days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 30+ days ago
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
Demographic Data for Walnut Creek, CA
Moving to Walnut Creek, CA? Find some basic demographic data about Walnut Creek, CA below.
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Salary for Compliance Analyst Jobs in Walnut Creek, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Walnut Creek, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Commercial Banking
- Private Banking
- 21 CFR 820
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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