Compliance Analyst Jobs in Windsor, CO
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Associate I - 1st Shift (Monday - Friday; 6:00am
- Fort Collins, CO (10 miles from Windsor, CO)
- 10 days ago
- Fort Collins, CO (10 miles from Windsor, CO)
- 10 days ago
Core Hours: Monday - Friday; 6:00am-2:30pmPurpose and ScopeThe QA Compliance Associate I is responsible for providing the QualityAssurance review of manufacturing batch records in support of...
Compliance Associate I - 1st shift (Monday - Friday; 6:00am-2:30pm)
- Fort Collins, CO (10 miles from Windsor, CO)
- 19 days ago
- Fort Collins, CO (10 miles from Windsor, CO)
- 19 days ago
Core Hours: Monday - Friday; 6:00am-2:30pm Purpose and Scope The QA Compliance Associate I is responsible for providing the Quality Assurance review of manufacturing batch records in support of...
Compliance Associate II - 1st shift (Monday - Friday; 6:00am-2:30pm)
- Windsor, CO
- 30+ days ago
- Windsor, CO
- 30+ days ago
Core Hours: Monday - Friday; 6:00am-2:30pm Purpose and Scope The QA Compliance Associate II is responsible for providing the Quality Assurance review of manufacturing batch records in support of...
Demographic Data for Windsor, CO
Moving to Windsor, CO? Find some basic demographic data about Windsor, CO below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Windsor, CO
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Windsor, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Wealth Management
- Internal Control
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Investigation
- Collaboration
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Regulations
- Sales
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »