Compliance Analyst Jobs in Greenwich, CT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Bridgeport, CT (23 miles from Greenwich, CT)
- 1 day ago
- Bridgeport, CT (23 miles from Greenwich, CT)
- 1 day ago
Regulatory Affairs Specialist LOCATION Bridgeport, CT TYPE Direct Hire SALARY $100,000 - $125,000 / yr ID CA... POSTED Jul 10, 2025 Regulatory Affairs Specialist Bridgeport CT $100,000.00 -...
Quality Assurance and Regulatory Affairs Specialist
- Bogota, NJ (23 miles from Greenwich, CT)
- 12 days ago
- Bogota, NJ (23 miles from Greenwich, CT)
- 12 days ago
Quality Assurance and Regulatory Affairs Specialist Description The Quality Assurance and Regulatory Affairs Specialist will be responsible for supporting local Quality and Regulatory strategies,...
Regulatory and Compliance Analyst
- New Canaan, CT (10 miles from Greenwich, CT)
- 17 days ago
- New Canaan, CT (10 miles from Greenwich, CT)
- 17 days ago
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Coordinate and document Internal Regulatory processes such as Internal Audits, Registrations, License Renewals...
- Bethpage, NY (21 miles from Greenwich, CT)
- 17 days ago
- Bethpage, NY (21 miles from Greenwich, CT)
- 17 days ago
Attend meetings of the Alliance of Long Island Agencies Corporate Compliance Subcommittee and Quality Assurance Task Force as needed....
Compliance Associate Electronic Trading ComplianceNew Greenwich, CT
- Greenwich, CT
- 25 days ago
- Greenwich, CT
- 25 days ago
Compliance Associate - Electronic Trading Compliance at Interactive Brokers Greenwich, CT Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company...
Compliance Officer - Quant Trading
- Old Greenwich, CT (2 miles from Greenwich, CT)
- 25 days ago
- Old Greenwich, CT (2 miles from Greenwich, CT)
- 25 days ago
Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm's largest portfolio manager Address system structuring questions and trading matters related to...
Compliance Associate - Electronic Trading Compliance
- Greenwich, CT
- 26 days ago
- Greenwich, CT
- 26 days ago
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the...
Ice Cream Compliance Associate Manager, North America
- Englewood Cliffs, NJ (19 miles from Greenwich, CT)
- 30+ days ago
- Englewood Cliffs, NJ (19 miles from Greenwich, CT)
- 30+ days ago
Looking for Your Dream Job? Join Our Ice Cream Team! Job Title: Ice Cream Compliance Associate Manager, North America Location: Englewood Cliffs, NJ Terms & Conditions: Full time, International...
Demographic Data for Greenwich, CT
Moving to Greenwich, CT? Find some basic demographic data about Greenwich, CT below.
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Salary for Compliance Analyst Jobs in Greenwich, CT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Greenwich, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Policy Development
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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