Compliance Analyst Jobs in Connecticut
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
We are seeking an experienced Cybersecurity Risk and Compliance Analyst to join our team....
Remote WorkTrexquant Investment Chief Compliance Officer (USA) in Stamford , Connecticut Trexquant is a tech-driven systematic fund manager leveraging machine learning and quantitative strategies for global...
Senior Regulatory Affairs Specialist Yale University
- New Haven, CT
- 4 days ago
- New Haven, CT
- 4 days ago
Serves as the primary specialist on regulatory affairs processes for all types of clinical research studies, including high acuity trials. * Maintains knowledge of changing regulations and...
At First County Bank, You + We =Team YOU - Bring your talent, hunger to learn and desire to grow. WE - Will provide you with the training and experience you need to become a Trusted Advisor to...
Feel Good About Doing Good The Knights of Columbus is a tax-exempt Catholic fraternal benefit society that provides financial security to members and their families through our life insurance,...
Product Safety & Regulatory Affairs Specialist
- Rocky Hill, CT
- 11 days ago
- Rocky Hill, CT
- 11 days ago
About this Position At Henkel, you can build on a strong legacy and leading positions in both industrial and consumer businesses to reimagine and improve life every day. If you love challenging...
Oversees/Manages the regulation process for products requiring regulatory agency licensing, registration, or clearance, including filing necessary applications/submissions. Coordinates the...
Position Focus: NOTE: This is a Remote Position. Reporting to the Regulatory Manager, the Senior Regulatory Affairs Specialist plays a key role in the research and treatment mission of Yale Cancer...
Position Focus: Under the general direction of the Director of the Conflict of Interest Office, and with broad latitude for discretion and independent judgment, the Compliance Coordinator is...
Job ID: 111719 The Leonardo DRS Naval Power Systems business is a trusted provider of innovative naval gas and hybrid power systems, control technology and support solutions for the U.S. Navy and...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Government Funding Compliance Consultant - Director
- Stamford, CT
- 30+ days ago
- Stamford, CT
- 30+ days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
Demographic Data for Connecticut
Moving to Connecticut? Find some basic demographic data about Connecticut below.
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Title Synonyms
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Salary for Compliance Analyst Jobs in Connecticut
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Connecticut offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Affirmative Action
- ISO Certified
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Balance Sheets
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Lending
- Financial Analysis
- Client Relationships
- Anti-Money Laundering
- Management Consulting
- Financial Services
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Reimbursement
- Strategy Development
- Risk Management
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Consulting
- Verbal Communication
- Mentoring
- Written Communication
- Flexibility
- Documentation
- Collaboration
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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