Compliance Analyst Jobs in Connecticut
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Regulatory Affairs Specialist Job ID: 25080344 Trumbull, Connecticut, United States Manufacturing & Production Research & Development Full-Time Permanent Description Join an...
Overview The Information Technology (IT) Procurement department seeks a qualified individual to join the team who will be responsible for all compliance-related matters within the department. This...
Principal Regulatory Affairs Specialist - Consumer Brands (Laundry & Home Care and Hair products)
- Trumbull, CT
- 1 day ago
- Trumbull, CT
- 1 day ago
OPEN JOB: Principal Regulatory Affairs Specialist - Consumer Brands (Laundry & Home Care and Hair products) LOCATION: Trumbull, Connecticut, ***Relocation Assistance Available SALARY: $100,000...
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Coordinate and document Internal Regulatory processes such as Internal Audits, Registrations, License Renewals...
Compliance Associate Electronic Trading ComplianceNew Greenwich, CT
- Greenwich, CT
- 21 days ago
- Greenwich, CT
- 21 days ago
Compliance Associate - Electronic Trading Compliance at Interactive Brokers Greenwich, CT Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company...
Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm's largest portfolio manager Address system structuring questions and trading matters related to...
Compliance Associate - Electronic Trading Compliance
- Greenwich, CT
- 22 days ago
- Greenwich, CT
- 22 days ago
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the...
Information Security Policy, Compliance and Risk Analyst
- Storrs, CT
- 28 days ago
- Storrs, CT
- 28 days ago
Information Security Policy, Compliance and Risk Analyst 4.2 4.2 out of 5 stars 352 Mansfield Road, Storrs, CT 06269 Information Security Policy, Compliance and Risk Analyst Search #: 499074 Work...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkCompliance Consultant, Advertising Review - Investments
- Hartford, CT
- 30+ days ago
- Hartford, CT
- 30+ days ago
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
About this position At Henkel, you'll be part of an organization that's shaping the future through innovation, sustainability and collaboration. With our trusted brands like Persil, all, Loctite,...
Triton Environmental, a part of True Environmental and its partner firms, have united their strengths to establish the nation's premier environmental and engineering services consulting firm. This...
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
Demographic Data for Connecticut
Moving to Connecticut? Find some basic demographic data about Connecticut below.
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Salary for Compliance Analyst Jobs in Connecticut
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Connecticut offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Commercial Banking
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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