Compliance Analyst Jobs in Old Greenwich, CT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Bridgeport, CT (21 miles from Old Greenwich, CT)
- 30+ days ago
- Bridgeport, CT (21 miles from Old Greenwich, CT)
- 30+ days ago
Regulatory Affairs Specialist LOCATION Bridgeport, CT TYPE Direct Hire SALARY $100,000 - $125,000 / yr ID CA... POSTED Jul 10, 2025 Regulatory Affairs Specialist Bridgeport CT $100,000.00 -...
Principal Regulatory Affairs Specialist - Consumer Brands (Laundry & Home Care and Hair products)
- Trumbull, CT (24 miles from Old Greenwich, CT)
- 30+ days ago
- Trumbull, CT (24 miles from Old Greenwich, CT)
- 30+ days ago
OPEN JOB: Principal Regulatory Affairs Specialist - Consumer Brands (Laundry & Home Care and Hair products) LOCATION: Trumbull, Connecticut, ***Relocation Assistance Available SALARY: $100,000 to...
- Bethpage, NY (20 miles from Old Greenwich, CT)
- 45+ days ago
- Bethpage, NY (20 miles from Old Greenwich, CT)
- 45+ days ago
Attend meetings of the Alliance of Long Island Agencies Corporate Compliance Subcommittee and Quality Assurance Task Force as needed....
Compliance Associate Electronic Trading ComplianceNew Greenwich, CT
- Greenwich, CT (2 miles from Old Greenwich, CT)
- 45+ days ago
- Greenwich, CT (2 miles from Old Greenwich, CT)
- 45+ days ago
Compliance Associate - Electronic Trading Compliance at Interactive Brokers Greenwich, CT Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company...
Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm's largest portfolio manager Address system structuring questions and trading matters related to...
Compliance Associate - Electronic Trading Compliance
- Greenwich, CT (2 miles from Old Greenwich, CT)
- 60+ days ago
- Greenwich, CT (2 miles from Old Greenwich, CT)
- 60+ days ago
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the...
Principal Regulatory Affairs Specialist
- Trumbull, CT (24 miles from Old Greenwich, CT)
- 60+ days ago
- Trumbull, CT (24 miles from Old Greenwich, CT)
- 60+ days ago
About this position At Henkel, you'll be part of an organization that's shaping the future through innovation, sustainability and collaboration. With our trusted brands like Persil, all, Loctite,...
Demographic Data for Old Greenwich, CT
Moving to Old Greenwich, CT? Find some basic demographic data about Old Greenwich, CT below.
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Salary for Compliance Analyst Jobs in Old Greenwich, CT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Old Greenwich, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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