Compliance Analyst Jobs in Stamford, CT

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1-15 of 16 Jobs

SVP, Senior AML Compliance Officer - Securities Services- Hybrid

  • Citi
  • New Hyde Park, NY (22 miles from Stamford, CT)
  • 21 hours ago
services, middle office, agency securities lending, collateral management, transfer agency, and trustee and depositary services (Debt Services, Escrow & Agency Services, Loan Agency Services, Structured Finance...

Vice President, AML Compliance Officer - NAM Securities Services- C13 (Hybrid)

  • Citi
  • Roslyn, NY (18 miles from Stamford, CT)
  • 21 hours ago
services, middle office, agency securities lending, collateral management, transfer agency, and trustee and depositary services (Debt Services, Escrow & Agency Services, Loan Agency Services, Structured Finance...

SVP, Senior AML Compliance Officer - Securities Services- Hybrid

  • Citi
  • Port Washington, NY (17 miles from Stamford, CT)
  • 22 hours ago
services, middle office, agency securities lending, collateral management, transfer agency, and trustee and depositary services (Debt Services, Escrow & Agency Services, Loan Agency Services, Structured Finance...

Wealth Management Monitoring Strategy Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 5 hours ago
Working knowledge of Futures, Annuities, Structured Investments, Alternative Investments, Exchange-Trades Products, Fixed Income, Equities, Options, Unit Investment Trusts and Mutual Funds.?...

Vice President, AML Compliance Officer - NAM Securities Services- C13 (Hybrid)

  • Citi
  • Haworth, NJ (24 miles from Stamford, CT)
  • 21 hours ago
services, middle office, agency securities lending, collateral management, transfer agency, and trustee and depositary services (Debt Services, Escrow & Agency Services, Loan Agency Services, Structured Finance...

Wealth Management Digital Direct Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 4 days ago
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees...

Compliance Officer Broker-Dealer

  • Interactive Brokers
  • Greenwich, CT (4 miles from Stamford, CT)
  • 6 days ago
action plans in response to internal and external audit findings Qualifications 7-10 years experience with a broker-dealer, bank, or regulator Solid academic background with Bachelors or Masters in Finance...

Wealth Management Compliance Digital Strategy and Analytics & Data Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 7 days ago
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees...

Compliance Officer Brokers-Dealers

  • Interactive Brokers
  • Greenwich, CT (4 miles from Stamford, CT)
  • 13 days ago
action plans in response to internal and external audit findings Qualifications 7-10 years experience with a broker-dealer, bank, or regulator Solid academic background with Bachelors or Masters in Finance...

Wealth Management Retirement Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 30+ days ago
Funds, Unit Investment Trusts, Exchange Traded Funds, Exchange Traded Notes, Closed-End Funds, Offshore Funds, Insurance, Annuities, and 529 Plans....

Wealth Management Regulatory Initiatives Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 30+ days ago
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firms employees serve...

Compliance Officer Special Products and Back Office

  • Interactive Brokers
  • Greenwich, CT (4 miles from Stamford, CT)
  • 60+ days ago
Responsibilities: The Compliance Officer Special Products and Back Office will be responsible for: Providing compliance coverage for specific products and services including bonds, mutual funds, cryptocurrency...

VP Compliance Officer

  • Ultimus
  • Hauppauge, NY (23 miles from Stamford, CT)
  • 90+ days ago
funds and closed-end fund clients of Northern Lights Compliance Services, LLC ("NLCS), a wholly owned subsidiary of Ultimus in support of their Rule 38a-1 compliance program obligations....

Wealth Management Derivatives Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 90+ days ago
The Morgan Stanley Wealth Management Capital Markets Compliance Group is responsible for the design, implementation and management of the compliance program for the following products and...

Lending and Consumer Protection Compliance Officer

  • Morgan Stanley
  • Purchase, NY (9 miles from Stamford, CT)
  • 90+ days ago
Morgan Stanley is a leading global financial services firm that conducts its business through three principal business segments-Institutional Securities, Asset Management, and Wealth Management...

Demographic Data for Stamford, CT

Moving to Stamford, CT? Find some basic demographic data about Stamford, CT below.


122,486
4,675
Medium/Lg

Compliance Analyst Online Courses and Training Opportunities

Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

What is Compliance?
Compliance isnt only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. Its also about the positive impact a robust and ethical compliance program can...

Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...

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Salary for Compliance Analyst Jobs in Stamford, CT

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Top Hiring Companies

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Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.


Highest Education Level

Compliance Analysts in Stamford, CT offer the following education background
  • Bachelor's Degree (46.9%)
  • Master's Degree (34.6%)
  • Doctorate Degree (6.3%)
  • Associate's Degree (4.2%)
  • High School or GED (3.7%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Analysts in Stamford, CT
  • 2-4 years (42.6%)
  • 4-6 years (18.4%)
  • None (13.4%)
  • 1-2 years (9.8%)
  • 8-10 years (5.0%)
  • 10+ years (4.9%)
  • 6-8 years (4.6%)
  • Less than 1 year (1.3%)

Other Titles

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