Compliance Analyst Jobs in Trumbull, CT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Compliance Specialist
- Bridgeport, CT (6 miles from Trumbull, CT)
- 1 day ago
- Bridgeport, CT (6 miles from Trumbull, CT)
- 1 day ago
Regulatory Compliance Specialist BlueCross BlueShield of South Carolina life insurance, paid time off, tuition assistance, 401(k) United States, Connecticut, Bridgeport Jun 07, 2025 Summary The...
Senior Financial Aid Specialist - Compliance
- Bridgeport, CT (6 miles from Trumbull, CT)
- 6 days ago
- Bridgeport, CT (6 miles from Trumbull, CT)
- 6 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Connecticut, Bridgeport Jun 04, 2025 Description To participate in a remote work...
- Danbury, CT (15 miles from Trumbull, CT)
- 7 days ago
- Danbury, CT (15 miles from Trumbull, CT)
- 7 days ago
The City of Danbury is announcing an Open Competitive Exam for the position of Grant Compliance Coordinator Statement of Duties : Under general direction of the Assistant Finance Director,...
Contracts & Compliance Coordinator
- Danbury, CT (15 miles from Trumbull, CT)
- 8 days ago
- Danbury, CT (15 miles from Trumbull, CT)
- 8 days ago
Job ID: 112313 The Leonardo DRS Naval Power Systems business is a trusted provider of innovative naval gas and hybrid power systems, control technology and support solutions for the U.S. Navy and...
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About this position At Henkel, you'll be part of an organization that's shaping the future through innovation, sustainability and collaboration. With our trusted brands like Persil, all, Loctite,...
- Stamford, CT (22 miles from Trumbull, CT)
- 60+ days ago
- Stamford, CT (22 miles from Trumbull, CT)
- 60+ days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
- New Haven, CT (14 miles from Trumbull, CT)
- 90+ days ago
- New Haven, CT (14 miles from Trumbull, CT)
- 90+ days ago
Position Focus: Under the general direction of the Director of the Conflict of Interest Office, and with broad latitude for discretion and independent judgment, the Compliance Coordinator is...
Demographic Data for Trumbull, CT
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Salary for Compliance Analyst Jobs in Trumbull, CT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Trumbull, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Wealth Management
- Internal Control
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Regulations
- Sales
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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