Compliance Analyst Jobs in Miami, FL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Hialeah, FL (7 miles from Miami, FL)
- 3 days ago
- Hialeah, FL (7 miles from Miami, FL)
- 3 days ago
Salary Not Available Position range in Miami-Fort Lauderdale-West Palm Beach, FL Metropolitan Statistical Area $59k - $109k Per Year Regulatory Affairs Specialist DemeTECH Corp Occupation:...
- Miami Beach, FL (3 miles from Miami, FL)
- 6 days ago
- Miami Beach, FL (3 miles from Miami, FL)
- 6 days ago
Nature of Work This is advanced professional work of an analytical and compliance nature. The incumbent must possess the analytical skills to perform and oversee financial transactions for a...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Miami Beach, FL (3 miles from Miami, FL)
- 24 days ago
- Miami Beach, FL (3 miles from Miami, FL)
- 24 days ago
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (13 miles from Miami, FL)
- 30+ days ago
- Miami Gardens, FL (13 miles from Miami, FL)
- 30+ days ago
Compliance has oversight responsibility....
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (11 miles from Miami, FL)
- 30+ days ago
- Miami Lakes, FL (11 miles from Miami, FL)
- 30+ days ago
Compliance has oversight responsibility....
QA Compliance Auditor, Remote, Education & Quality Assurance, FT, 08:30A-5P
- Miami, FL
- 45+ days ago
- Miami, FL
- 45+ days ago
Baptist Health is the region’s largest not-for-profit healthcare organization, with 12 hospitals, over 28,000 employees, 4,500 physicians and 200 outpatient centers, urgent care facilities and...
Remote WorkCompliance Associate Responsibilities Assist in implementing the Global Compliance Program Drafting compliance policies and procedures Conduct research with respect to compliance and regulatory...
Demographic Data for Miami, FL
Moving to Miami, FL? Find some basic demographic data about Miami, FL below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Miami, FL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Miami, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Due Diligence
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Collaboration
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »