Compliance Analyst Jobs in Florida
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Prescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. Please note that the availability of this position is contingent upon....
In PersonRisk and Compliance Analyst The Opportunity: As a Risk Management and Mission Assurance Specialist you will manage the application of analytical risk management principles that enable organizations...
In Person Part Time- Spectraforce Technologies Inc
- Clearwater, FL
- 22 days ago
- Clearwater, FL
- 22 days ago
Job Title: Regulatory Affairs Specialist Duration: 12 months, potential extension Remote Preferred Ideal Locations: Rochester, NY, Clearwater, FL, St Louis, MO, or Bridgewater, NJ Day shift-...
In PersonSenior Specialist, Compliance & Control (AML Surveillance Transaction Monitoring)
- The Bank of New York Mellon
- Lake Mary, FL
- 26 days ago
- Lake Mary, FL
- 26 days ago
JobID: 77015 Category: Compliance & Control JobSchedule: Full time Posted Date: 2026-04-17T16:07:24+00:00 JobShift: Day Base Salary Min: 59000 We're seeking a future team member for the role of...
In PersonSpecialist, Compliance & Control (AML Surveillance Transaction Monitoring)
- The Bank of New York Mellon
- Lake Mary, FL
- 26 days ago
- Lake Mary, FL
- 26 days ago
JobID: 77016 Category: Compliance & Control JobSchedule: Full time Posted Date: 2026-04-17T16:14:21+00:00 JobShift: Day Base Salary Min: 52000 We're seeking a future team member for the role of...
In Person- Webull Financial
- Saint Petersburg, FL
- 29 days ago
- Saint Petersburg, FL
- 29 days ago
Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial...
In PersonAVP, Regulatory Inquiries Compliance Associate
- BGC Partners
- Jacksonville, FL
- 30+ days ago
- Jacksonville, FL
- 30+ days ago
Qualifications In-depth knowledge of securities products, especially listed and OTC equities. Prior experience in Compliance or regulatory inquiry-focused roles within the securities industry....
In PersonSenior Compliance Officer, Financial Aid
- Palm Beach Atlantic University
- West Palm Beach, FL
- 45+ days ago
- West Palm Beach, FL
- 45+ days ago
SUMMARY In support of the university's mission and objectives, the Senior Compliance Officer provides oversight on all federal, state, and institutional regulations and requirements, as well as...
In PersonCompliance Officer - Investment Advisory
- StoneX Group Inc.
- Miami, FL
- 45+ days ago
- Miami, FL
- 45+ days ago
Overview Connecting clients to markets - and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices...
In PersonDemographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
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Title Synonyms
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Salary for Compliance Analyst Jobs in Florida
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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