Compliance Analyst Jobs in Florida
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
The Opportunity: The individual in this position workswith and supportssupervisors, relationship managers, account owners, and engagement leadsfor ACA Outsourced Marketing Review (OMR).Consultants...
Sr. Regulatory Affairs Specialist (Global Labeling Lead)
- Alachua, FL
- 4 days ago
- Alachua, FL
- 4 days ago
Axogen is committed to building and maintaining a strong and gratifying company culture that fosters professional growth. Our hands-on and personal approach makes transitioning to a new job a...
The IT Risk and Compliance Analyst is responsible for the Hilton Grand Vacations Technology compliance strategy....
Hiring Company: Delicatessen Services Co., LLC Overview: The Regulatory Compliance Specialist is responsible for maintaining and managing regulatory compliance documentation using the corporate...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Track audits and CAPAs in Corporate Compliance Software program....
Franklin Street is currently seeking an Acquisition & Lender Compliance Associate to join our team in Tampa, FL. The ideal candidate must possess a bachelors degree from an accredited college,...
Requisition ID: 87873 NextEra Energy Resources is one of Americas largest wholesale generators of electricity, leveraging all forms of energy across renewables, storage and nuclear. We offer...
Summary: The Regulatory Affairs Specialist II supports the development, approval, and maintenance of animal health products (drug, device, and nutritional) by assisting with regulatory submissions...
Description Job Summary: The Regulatory Affairs Specialist I is an entry-level position focused on supporting the company's regulatory compliance efforts. This role involves tasks such as...
You will be the Regulatory Compliance Specialist for the Logistics Information Technology (LogIT) Product Support Provider (PSP) Team. Our team is responsible for delivering comprehensive support...
Regulatory Affairs Specialist 100% Remote from anywhere in Florida 6+ month contract to hire $38.50- $52.00 an hour ($80k- $110k salary upon conversion) Immediate hire with growing company....
Remote WorkAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...
Remote WorkJob Summary: Members of the Governance/Risk/Compliance Section assure the risk posture of the organization is being adequately managed while maintaining related project plans. GSI is a highly...
Demographic Data for Florida
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Title Synonyms
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Salary for Compliance Analyst Jobs in Florida
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Cross-Functional Team Management
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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