Compliance Analyst Jobs in Chicago, IL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL (22 miles from Chicago, IL)
- 10 days ago
- 1891 Financial Life
- Schaumburg, IL (22 miles from Chicago, IL)
- 10 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Regulatory Affairs Specialist- Cosmetic/Drugs
- Elk Grove Village, IL (18 miles from Chicago, IL)
- 11 hours ago
- Elk Grove Village, IL (18 miles from Chicago, IL)
- 11 hours ago
Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics to market and...
- Oak Brook, IL (15 miles from Chicago, IL)
- 15 hours ago
- Oak Brook, IL (15 miles from Chicago, IL)
- 15 hours ago
As NICB's Risk and Compliance Analyst, this position will be responsible for working with IT to ensure that the data collected and utilized by NICB complies with all applicable laws and conforms to...
Remote WorkRegulatory Affairs Specialist- Cosmetic/Drugs
- Northfield, IL (14 miles from Chicago, IL)
- 3 days ago
- Northfield, IL (14 miles from Chicago, IL)
- 3 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics...
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at BlueCross BlueShield of South Carolina in Chicago, Illinois, United States Job Description Internal Reference Number: R1044888 Summary The Regulatory Compliance Specialist position is a part of...
Environmental Product Compliance Associate Staff Engineer
- Niles, IL (11 miles from Chicago, IL)
- 7 days ago
- Niles, IL (11 miles from Chicago, IL)
- 7 days ago
Remote Environmental Product Compliance Associate Staff Engineer Shure Incorporated paid time off United States, Illinois, Niles 5800 West Touhy Avenue (Show on map) Jun 05, 2025 Environmental...
Remote WorkSenior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Illinois, Chicago Jun 04, 2025 Description To participate in a remote work arrangement,...
- Glenview, IL (14 miles from Chicago, IL)
- 8 days ago
- Glenview, IL (14 miles from Chicago, IL)
- 8 days ago
General information Name Regulatory Affairs Specialist Ref # 622 Date Wednesday, May 21, 2025 City Glenview State Illinois Country United States Business Entity Envoy Solutions Work Hours Mon -...
Application Deadline: 06/20/2025 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Program Management Team (CPM) is a central compliance governance function...
at ASSOCIATED BANK NATIONAL ASSOC in Chicago, Illinois, United States Job Description At Associated Bank we strive to create an inclusive culture where different perspectives are valued and...
Senior IT Risk & Compliance Analyst Senior IT Risk & Compliance Analyst Contract Location: C hicago, IL Need Local Skills: IT audit or risk management Risk & Compliance (GRC) framework ITGC Risk Management...
The Role: As the US Regional Compliance Officer (RCO) and Designated Compliance Officer (DCO) of Morningstar DBRS (MDBRS), you will play a pivotal role in establishing and maintaining a robust...
We are seeking a Regulatory Compliance Analyst. In this role, you will be part of the Compliance department, reporting to the Director of Regulatory Compliance....
Business Title: SVP, Chief Compliance Officer Location: Chicago, Illinois, United States of America Level: M-7 Department: Compliance Reports To Job Title: EVP, Gen Counsel & Corporate Secretary...
LEGAL & COMPLIANCE | JR100837 Senior Compliance Officer - Equities Chicago, Illinois Solutions for Today's Challenges. Vision for Tomorrow's Opportunities. Join William Blair, the Premier Global...
Demographic Data for Chicago, IL
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Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Analyst Jobs in Chicago, IL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Chicago, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Flexibility
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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