Compliance Analyst Jobs in Cranford, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Lead Governance, Risk, and Compliance Analyst
- New York, NY (17 miles from Cranford, NJ)
- 22 hours ago
- New York, NY (17 miles from Cranford, NJ)
- 22 hours ago
Job Description About Acrisure A global fintech leader, Acrisure empowers millions of ambitious businesses and individuals with the right solutions to grow boldly forward. Bringing cutting-edge...
Senior Regulatory Affairs Specialist
- New York, NY (17 miles from Cranford, NJ)
- 1 day ago
- New York, NY (17 miles from Cranford, NJ)
- 1 day ago
Senior Regulatory Affairs Specialist Company Description At Butterfly Network, we're leading a digital revolution in medical imaging, transforming an industry that has long relied on bulky, analog...
- New York City, NY (16 miles from Cranford, NJ)
- 1 day ago
- New York City, NY (16 miles from Cranford, NJ)
- 1 day ago
Are you passionate about democratizing alternative investments? Do you enjoy meaningful work that has a noticeable impact on business performance?...
- New York, NY (17 miles from Cranford, NJ)
- 2 days ago
- New York, NY (17 miles from Cranford, NJ)
- 2 days ago
About Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family...
Licensing Compliance Consultant
- New York, NY (17 miles from Cranford, NJ)
- 2 days ago
- New York, NY (17 miles from Cranford, NJ)
- 2 days ago
LICENSING COMPLIANCE CONSULTANT IN NEW YORK, NY, USA! Date Posted: 07/30/2025 Hiring Organization: Rose International Position Number: 486298 Industry: Media and Entertainment Job Title: Licensing...
- New York, NY (17 miles from Cranford, NJ)
- 2 days ago
- New York, NY (17 miles from Cranford, NJ)
- 2 days ago
We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of working at least three days a week...
Compliance Officer - Swap Advisory
- New York, NY (17 miles from Cranford, NJ)
- 3 days ago
- New York, NY (17 miles from Cranford, NJ)
- 3 days ago
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...
Chief Compliance Officer - Insurance
- New York, NY (17 miles from Cranford, NJ)
- 6 days ago
- New York, NY (17 miles from Cranford, NJ)
- 6 days ago
Ensure the company complies with requirements related to insurance and investment activities, including alternative investments, private placements, and structured products....
Compliance Officer II - Compliance Testing
- New York, NY (17 miles from Cranford, NJ)
- 7 days ago
- New York, NY (17 miles from Cranford, NJ)
- 7 days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
Compliance Associate New York, NY Posted: 08/04/2025 Employment Type: Temporary Job Title: Various Temp Jobs Pay Rate: $65/hour Job Description Our client is looking for a Compliance professional...
AVP, Regulatory Affairs Specialist (Branch Inspection)
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
We are seeking a seasoned professional to join our Regulatory Group as an Assistant Vice President, with a primary focus on conducting branch and non-branch location (NBL) inspections. This role...
VP, Regulatory Affairs Specialist (Regulatory Exams)
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
We are seeking a seasoned professional to join our Regulatory Group as a Vice President, with a primary focus on managing regulatory exams. This role is part of the Firm's Legal Department and...
Compliance Officer, Trade Surveillance
- New York City, NY (16 miles from Cranford, NJ)
- 8 days ago
- New York City, NY (16 miles from Cranford, NJ)
- 8 days ago
Position Summary: The Compliance Officer - Trade Surveillance at FalconX will be responsible for monitoring and investigating trading activities to detect and prevent market manipulation and other...
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
- New York, NY (17 miles from Cranford, NJ)
- 8 days ago
Reporting Relationships As our Financial Compliance Analyst, you will report to the Head of Compliance Shared Services....
- Holmdel, NJ (20 miles from Cranford, NJ)
- 9 days ago
- Holmdel, NJ (20 miles from Cranford, NJ)
- 9 days ago
Reporting Relationships As our Financial Compliance Analyst, you will report to the Head of Compliance Shared Services....
Demographic Data for Cranford, NJ
Moving to Cranford, NJ? Find some basic demographic data about Cranford, NJ below.
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Salary for Compliance Analyst Jobs in Cranford, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Cranford, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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