Compliance Analyst Jobs in Englewood Cliffs, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 11 hours ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 11 hours ago
Privacy Compliance Coverage Officer Morgan Stanley Overview: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment...
Finance Risk Compliance Consultant
- New York City, NY (12 miles from Englewood Cliffs, NJ)
- 1 day ago
- New York City, NY (12 miles from Englewood Cliffs, NJ)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Regulatory & Compliance Analyst
- Brooklyn, NY (13 miles from Englewood Cliffs, NJ)
- 2 days ago
- Brooklyn, NY (13 miles from Englewood Cliffs, NJ)
- 2 days ago
Regulatory & Compliance Analyst needed w/Bachelors degree or Foreign Equivalent in Pharmacy or Pharmaceutical Science and two (2) years experience as Regulatory & Compliance Analyst performing following...
Director, Markets Compliance Officer
- New York City, NY (12 miles from Englewood Cliffs, NJ)
- 2 days ago
- New York City, NY (12 miles from Englewood Cliffs, NJ)
- 2 days ago
Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline only. Salary offered may vary...
Security Governance, Risk & Compliance Analyst - Paze
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 2 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 2 days ago
Security Governance, Risk & Compliance Analyst - Paze position will support the Audit Readiness program within SecGRC with review and responding to Paze Customer, Merchant, and Integrator inquiries...
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 2 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 2 days ago
The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide...
Ice Cream Compliance Associate Manager, North America
- Englewood Cliffs, NJ
- 2 days ago
- Englewood Cliffs, NJ
- 2 days ago
Looking for Your Dream Job? Join Our Ice Cream Team! Job Title: Ice Cream Compliance Associate Manager, North America Location: Englewood Cliffs, NJ Terms & Conditions: Full time, International...
- Brooklyn, NY (13 miles from Englewood Cliffs, NJ)
- 2 days ago
- Brooklyn, NY (13 miles from Englewood Cliffs, NJ)
- 2 days ago
Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from around the world. With a rich...
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 3 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 3 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Governance, Risk, and Compliance Associate or Senior Associate
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 4 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 4 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
ESG/ Advisory (Financial Security) Compliance Officer
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 4 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 4 days ago
Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and advising business lines...
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 4 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 4 days ago
The world of digital assets is accelerating in speed, magnitude, and complexity, opening the door to new ways for leveraging the blockchain. Fireblocks' platform and network provide the simplest...
Investment Management Compliance Officer
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 6 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 6 days ago
COMPANY OVERVIEW Global Atlantic Financial Group is a leading insurance company meeting the retirement and life insurance needs of individuals and institutions. With a strong financial foundation...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 7 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 7 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Temporary Corporate Compliance Analyst (Job # 250176)
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 8 days ago
- New York, NY (9 miles from Englewood Cliffs, NJ)
- 8 days ago
Temporary Corporate Compliance Analyst (ID: 250176)New York, NY 10016$37-$40/hr on w2 (without benefits)End date: 12/31/202537.5 hours a weekHybrid Schedule (3 days on site, 2 days remote) once fully...
Demographic Data for Englewood Cliffs, NJ
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Salary for Compliance Analyst Jobs in Englewood Cliffs, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Englewood Cliffs, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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