Compliance Analyst Jobs in Mahwah, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Market Product Control Specialist - Compliance - New York, New York, United States
- New York, NY (24 miles from Mahwah, NJ)
- 4 hours ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 hours ago
Responsibilities Working closely with the trading teams to develop a deep knowledge of their business, clients and strategies Provide a deep analysis of trading desk positions and risk exposures...
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...
Technology Risk & Compliance Analyst
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
The firm is seeking a **Technology Risk & Compliance Analyst**, reporting to the Technology Risk & Compliance Manager....
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
What it's about Partners Group's Compliance business unit is responsible for ensuring that the firm complies with all applicable regulatory requirements and protecting the firm from regulatory and...
Staff Regulatory Affairs Specialist
- Franklin Lakes, NJ (4 miles from Mahwah, NJ)
- 1 day ago
- Franklin Lakes, NJ (4 miles from Mahwah, NJ)
- 1 day ago
Summary Staff Regulatory Affairs Specialist Franklin Lakes NJ BD Specimen Management (SM) offers a comprehensive range of solutions spanning the entire specimen management continuum and...
Senior Business Management Specialist - Compliance Operations
- New York, NY (24 miles from Mahwah, NJ)
- 2 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 3 days ago
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 3 days ago
Immediate need for a talented AVP-Compliance Officer. This is a 08+months contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job...
Technical Project Manager in Risk and Compliance - Consultant
- New York, NY (24 miles from Mahwah, NJ)
- 3 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 3 days ago
About Sia Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science,...
Senior Lead Compliance Officer - Rates Compliance
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. This role within the Macro Sales & Trading Compliance Team is a...
Director, Markets Compliance Officer
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
Requisition ID: # Salary Range: 180.000,00 - 301.500,00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the...
HR Records and Compliance Associate (Personnel Representative), HR Records Management
- New York, NY (24 miles from Mahwah, NJ)
- 5 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 5 days ago
HR Records and Compliance Associate (Personnel Representative), HR Records Management DepartmentHR COMPLIANCE AND RECORDS Location Manhattan Job ID123689 Civil Service ClassificationManagerial...
Senior CRA Compliance Officer - US CRA
- New York, NY (24 miles from Mahwah, NJ)
- 8 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 8 days ago
Date: Jun 14, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA Compliance Officer to...
Sr. Regulatory Affairs Specialist - Franklin Lakes, NJ
- Franklin Lakes, NJ (4 miles from Mahwah, NJ)
- 9 days ago
- Franklin Lakes, NJ (4 miles from Mahwah, NJ)
- 9 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Quality and Regulatory Affairs Specialist-Mount Sinai Brooklyn - Full-time
- New York, NY (24 miles from Mahwah, NJ)
- 13 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 13 days ago
Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...
AML Transaction Monitoring Analyst - Compliance - New York, New York, United States
- New York, NY (24 miles from Mahwah, NJ)
- 14 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 14 days ago
Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...
Demographic Data for Mahwah, NJ
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Salary for Compliance Analyst Jobs in Mahwah, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Mahwah, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Operations Analysis
- Tax Accounting
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Risk Management
- Accounting
- Implementation
- Payroll
- Auditing
- Analytical Skills
- Verbal Communication
- Documentation
- Reporting
- Collaboration
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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