Compliance Analyst Jobs in Mahwah, NJ

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 68 Jobs

Market Product Control Specialist - Compliance - New York, New York, United States

  • New York, NY (24 miles from Mahwah, NJ)
  • 4 hours ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 4 hours ago

Responsibilities Working closely with the trading teams to develop a deep knowledge of their business, clients and strategies Provide a deep analysis of trading desk positions and risk exposures...

Compliance Officer

  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago

This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...

Technology Risk & Compliance Analyst

  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago

The firm is seeking a **Technology Risk & Compliance Analyst**, reporting to the Technology Risk & Compliance Manager....

Compliance Officer

  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago

What it's about Partners Group's Compliance business unit is responsible for ensuring that the firm complies with all applicable regulatory requirements and protecting the firm from regulatory and...

Staff Regulatory Affairs Specialist

  • Franklin Lakes, NJ (4 miles from Mahwah, NJ)
  • 1 day ago
  • Franklin Lakes, NJ (4 miles from Mahwah, NJ)
  • 1 day ago

Summary Staff Regulatory Affairs Specialist Franklin Lakes NJ BD Specimen Management (SM) offers a comprehensive range of solutions spanning the entire specimen management continuum and...

Senior Business Management Specialist - Compliance Operations

  • New York, NY (24 miles from Mahwah, NJ)
  • 2 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 2 days ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

AVP-Compliance Officer

  • Jersey City, NJ (24 miles from Mahwah, NJ)
  • 3 days ago
  • Jersey City, NJ (24 miles from Mahwah, NJ)
  • 3 days ago

Immediate need for a talented AVP-Compliance Officer. This is a 08+months contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job...

Technical Project Manager in Risk and Compliance - Consultant

  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago

About Sia Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science,...

Senior Lead Compliance Officer - Rates Compliance

  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. This role within the Macro Sales & Trading Compliance Team is a...

Director, Markets Compliance Officer

  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago

Requisition ID: # Salary Range: 180.000,00 - 301.500,00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the...

HR Records and Compliance Associate (Personnel Representative), HR Records Management

  • New York, NY (24 miles from Mahwah, NJ)
  • 5 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 5 days ago

HR Records and Compliance Associate (Personnel Representative), HR Records Management DepartmentHR COMPLIANCE AND RECORDS Location Manhattan Job ID123689 Civil Service ClassificationManagerial...

Senior CRA Compliance Officer - US CRA

  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago

Date: Jun 14, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA Compliance Officer to...

Sr. Regulatory Affairs Specialist - Franklin Lakes, NJ

  • Franklin Lakes, NJ (4 miles from Mahwah, NJ)
  • 9 days ago
  • Franklin Lakes, NJ (4 miles from Mahwah, NJ)
  • 9 days ago

Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...

Quality and Regulatory Affairs Specialist-Mount Sinai Brooklyn - Full-time

  • New York, NY (24 miles from Mahwah, NJ)
  • 13 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 13 days ago

Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...

AML Transaction Monitoring Analyst - Compliance - New York, New York, United States

  • New York, NY (24 miles from Mahwah, NJ)
  • 14 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 14 days ago

Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...

Demographic Data for Mahwah, NJ

Moving to Mahwah, NJ? Find some basic demographic data about Mahwah, NJ below.


Local
National
25,487
819
Medium

Compliance Analyst Online Courses and Training Opportunities

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Data Analyst
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Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

Title Synonyms

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Salary for Compliance Analyst Jobs in Mahwah, NJ

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts in Mahwah, NJ offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.4%
Doctorate Degree
6.4%
Associate's Degree
4.1%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts in Mahwah, NJ
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

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