Compliance Analyst Jobs in Mahwah, NJ

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 79 Jobs

Advisory Compliance Officer - Fixed Income Business Line Compliance

  • New York, NY (24 miles from Mahwah, NJ)
  • 10 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 10 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Quality and Regulatory Affairs Specialist-Mount Sinai Brooklyn - Full-time

  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago

Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...

AML Transaction Monitoring Analyst - Compliance - New York, New York, United States

  • New York, NY (24 miles from Mahwah, NJ)
  • 2 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 2 days ago

Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...

Compliance Officer - Swap Advisory

  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...

Analyst, Compliance & Control

  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago

About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...

Quality Assurance and Regulatory Affairs Specialist

  • Bogota, NJ (15 miles from Mahwah, NJ)
  • 4 days ago
  • Bogota, NJ (15 miles from Mahwah, NJ)
  • 4 days ago

Quality Assurance and Regulatory Affairs Specialist Description The Quality Assurance and Regulatory Affairs Specialist will be responsible for supporting local Quality and Regulatory strategies,...

Analyst-Compliance, Global Financial Crimes Compliance, Product Approval

  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

IT Risk and Compliance Analyst

  • New York, NY (24 miles from Mahwah, NJ)
  • 6 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 6 days ago

IT Risk and Compliance Analyst Job Title: IT Risk and Compliance Analyst Location: NYC or Chicago, IL Hybrid 3 days - Onsite Duration: 6 months Contract Rate: $50/hr Job Description: Must Have: Strong...

Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs

  • New York, NY (24 miles from Mahwah, NJ)
  • 6 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 6 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Compliance Officer Broker-Dealer

  • New York, NY (24 miles from Mahwah, NJ)
  • 7 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 7 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

Compliance Associate

  • New York, NY (24 miles from Mahwah, NJ)
  • 7 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 7 days ago

Compliance Associate 3.6 3.6 out of 5 stars New York, NY 10018 Hybrid work Position Summary This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and...

IT Risk and Compliance Analyst in New York, NY/ Chicago, IL office at least 2 days a week

  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago

Must Haves Strong communication skills to all levels, with previous experience of writing reports for senior staff Experience of ITIL Project Management experience Degree in technology-based...

Compliance Associate Broker-Dealer

  • New York, NY (24 miles from Mahwah, NJ)
  • 10 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 10 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

IT Business Analyst - Compliance Systems

  • New York, NY (24 miles from Mahwah, NJ)
  • 10 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 10 days ago

Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This role involves analyzing requirements,...

IT Business Analyst Compliance

  • New York, NY (24 miles from Mahwah, NJ)
  • 11 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 11 days ago

Our client, a major bank in New York City, is looking for IT Business Analyst - Compliance Systems. Permanent position with competitive compensation package (base range is 150K - 165K), excellent...

Demographic Data for Mahwah, NJ

Moving to Mahwah, NJ? Find some basic demographic data about Mahwah, NJ below.


Local
National
25,487
819
Medium

Compliance Analyst Online Courses and Training Opportunities

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Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...
Cybersecurity Analyst
Get started in the exciting field of Cybersecurity with this IBM Cybersecurity Analyst Professional Certificate! Here you will learn all the important skills you need in order to become a...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

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Salary for Compliance Analyst Jobs in Mahwah, NJ

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts in Mahwah, NJ offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts in Mahwah, NJ
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

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