Compliance Analyst Jobs in Mount Laurel, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Government Funding Compliance Consultant - Manager
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 5 days ago
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 5 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
Fixed Income Compliance Associate Experienced Hire
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 7 days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 7 days ago
Overview We are seeking a highly motivated individual to join our team as a Fixed Income Compliance Associate. You will be directly involved in reviewing all aspects of the Firm's fixed income...
Technical Business Analyst Compliance Technology Experienced Hire
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 14 days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 14 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Analyst, Compliance (Remote Consideration)
- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 20 days ago
- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 20 days ago
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote Work- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 20 days ago
- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 20 days ago
We are hiring for a Regulatory Compliance Analyst to join our team....
Technical Business Analyst - Compliance
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 30+ days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 30+ days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
- Hamilton, NJ (20 miles from Mount Laurel, NJ)
- 30+ days ago
- Hamilton, NJ (20 miles from Mount Laurel, NJ)
- 30+ days ago
The Company You'll Join Carta develops purpose-built software that transforms traditional accounting into a powerful growth engine. Carta's world-class fund administration platform supports nearly...
International Regulatory Compliance Specialist
- Mount Laurel, NJ
- 30+ days ago
- Mount Laurel, NJ
- 30+ days ago
One of our food & beverage manufacturing clients is seeking an International Regulatory Compliance Specialist to join their team on site in Mount Laurel, NJ. This individual is going to be helping...
Regulatory Compliance Specialist (9891)
- Morrisville, PA (17 miles from Mount Laurel, NJ)
- 30+ days ago
- Morrisville, PA (17 miles from Mount Laurel, NJ)
- 30+ days ago
Grow a Better Tomorrow with Nufarm. We know that growing is about more than just crops and cultivation. It's about sunshine and rain, early mornings and hard work. It can be frustratingly...
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 45+ days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 45+ days ago
Compliance Associate 3.8 3.8 out of 5 stars Bala-Cynwyd, PA Our Compliance team provides critical support to ensure that the firm operates within regulatory requirements. By joining our team, you...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 45+ days ago
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 45+ days ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 45+ days ago
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 45+ days ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
Demographic Data for Mount Laurel, NJ
Moving to Mount Laurel, NJ? Find some basic demographic data about Mount Laurel, NJ below.
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Salary for Compliance Analyst Jobs in Mount Laurel, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Mount Laurel, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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