Compliance Analyst Jobs in Rockleigh, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Lead Compliance Officer - Futures Commission Merchant (FCM) - Executive Director
- Wells Fargo
- New York, NY (17 miles from Rockleigh, NJ)
- 16 hours ago
- New York, NY (17 miles from Rockleigh, NJ)
- 16 hours ago
This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team....
In PersonSenior Lead Compliance Officer - Prime Brokerage & Equities
- Wells Fargo
- New York, NY (17 miles from Rockleigh, NJ)
- 1 day ago
- New York, NY (17 miles from Rockleigh, NJ)
- 1 day ago
The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business...
Hybrid- Computershare Inc
- New York, NY (17 miles from Rockleigh, NJ)
- 5 days ago
- New York, NY (17 miles from Rockleigh, NJ)
- 5 days ago
Location: New York City, NY, / Columbia, MD (Hybrid) In this position, you'll be based in the New York City or Columbia, MD office for a minimum of three days a week, with the flexibility to work...
Remote- BD (Becton, Dickinson and Company)
- Franklin Lakes, NJ (13 miles from Rockleigh, NJ)
- 6 days ago
- Franklin Lakes, NJ (13 miles from Rockleigh, NJ)
- 6 days ago
We are the people who give possibilities purpose BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and it's no small feat. It...
In PersonChief Compliance Officer Consultant
- Staff Financial Group
- New York, NY (17 miles from Rockleigh, NJ)
- 6 days ago
- New York, NY (17 miles from Rockleigh, NJ)
- 6 days ago
Back To Results Chief Compliance Officer Consultant Job Description We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting...
In PersonAnalyst-Compliance ; Customer Due Diligence
- American Express
- New York, NY (17 miles from Rockleigh, NJ)
- 7 days ago
- New York, NY (17 miles from Rockleigh, NJ)
- 7 days ago
The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Companys legal, regulatory and risk...
In PersonGlobal Regulatory Reporting & Compliance Associate / VP Greenwich, CT, USA
- AQR
- Greenwich, CT (16 miles from Rockleigh, NJ)
- 8 days ago
- Greenwich, CT (16 miles from Rockleigh, NJ)
- 8 days ago
Global Regulatory Reporting & Compliance Associate / VP About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We...
In PersonData Compliance - Associate/Vice President Greenwich, CT, USA
- AQR
- Greenwich, CT (16 miles from Rockleigh, NJ)
- 11 days ago
- Greenwich, CT (16 miles from Rockleigh, NJ)
- 11 days ago
Data Compliance - Associate/Vice President About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to...
In PersonFinancial Crime Compliance Officer
- Tradeweb Markets Inc.
- Jersey City, NJ (20 miles from Rockleigh, NJ)
- 12 days ago
- Jersey City, NJ (20 miles from Rockleigh, NJ)
- 12 days ago
We serve more than 3,000 clients in more than 85 countries, including many of the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers....
HybridCompliance Officer - Quant Trading
- Millennium Management
- Old Greenwich, CT (19 miles from Rockleigh, NJ)
- 12 days ago
- Old Greenwich, CT (19 miles from Rockleigh, NJ)
- 12 days ago
Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm's largest portfolio manager Experience with addressing algorithmic/systematic trading matters is...
In PersonCompliance Officer, Broker-Dealer Advisor (Equities and Options) - VN2750
- Marex Group, Plc.
- New York, NY (17 miles from Rockleigh, NJ)
- 13 days ago
- New York, NY (17 miles from Rockleigh, NJ)
- 13 days ago
The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and...
In PersonRegulatory Affairs Specialist Jr Corporate COL
- Symrise
- Bogota, NJ (10 miles from Rockleigh, NJ)
- 14 days ago
- Bogota, NJ (10 miles from Rockleigh, NJ)
- 14 days ago
Symrise es un proveedor global de aromas y sabores, ingredientes activos y bases de cosmeticos e ingredientes funcionales. Sus clientes son fabricantes de perfumes, cosmeticos, alimentos y...
In PersonCorporate Tax - State Income Tax Compliance - Associate
- JPMorgan Chase & Co.
- Jersey City, NJ (20 miles from Rockleigh, NJ)
- 15 days ago
- Jersey City, NJ (20 miles from Rockleigh, NJ)
- 15 days ago
JobID: 210728240 Category: Tax JobSchedule: Full time Posted Date: 2026-05-19T19:06:37+00:00 JobShift: Day Base Pay/Salary: Jersey City,NJ $104,500.00-$153,000.00 Join the Corporate Tax team! As a...
In PersonChief Compliance Officer, Green Pier
- Fidelity Investments
- Jersey City, NJ (20 miles from Rockleigh, NJ)
- 16 days ago
- Jersey City, NJ (20 miles from Rockleigh, NJ)
- 16 days ago
Job Description: Chief Compliance Officer, Green Pier Fintech The Role The Chief Compliance Officer (CCO) is a key member of the senior leadership team, responsible for providing strategic...
In PersonGlobal Regulatory Reporting & Compliance Associate / VP
- AQR
- Greenwich, CT (16 miles from Rockleigh, NJ)
- 22 days ago
- Greenwich, CT (16 miles from Rockleigh, NJ)
- 22 days ago
About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking...
In PersonDemographic Data for Rockleigh, NJ
Moving to Rockleigh, NJ? Find some basic demographic data about Rockleigh, NJ below.
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Salary for Compliance Analyst Jobs in Rockleigh, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Rockleigh, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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