Compliance Analyst Jobs in Wayne, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Compliance Specialist
- Newark, NJ (15 miles from Wayne, NJ)
- 19 hours ago
- Newark, NJ (15 miles from Wayne, NJ)
- 19 hours ago
Regulatory Compliance Specialist BlueCross BlueShield of South Carolina life insurance, paid time off, tuition assistance, 401(k) United States, Jersey, ark Jun 07, 2025 Summary The Regulatory...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- New York, NY (18 miles from Wayne, NJ)
- 2 days ago
- New York, NY (18 miles from Wayne, NJ)
- 2 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Temporary Corporate Compliance Analyst (Job # 250176)
- New York, NY (18 miles from Wayne, NJ)
- 3 days ago
- New York, NY (18 miles from Wayne, NJ)
- 3 days ago
Temporary Corporate Compliance Analyst (ID: 250176)New York, NY 10016$37-$40/hr on w2 (without benefits)End date: 12/31/202537.5 hours a weekHybrid Schedule (3 days on site, 2 days remote) once fully...
Compliance Officer - Options/Equity Trading
- New York, NY (18 miles from Wayne, NJ)
- 3 days ago
- New York, NY (18 miles from Wayne, NJ)
- 3 days ago
The Role: We are seeking an experienced Compliance Officer with a strong background in financial services, specifically within broker-dealer operations, US capital markets, and FINRA regulatory...
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- New York, NY (18 miles from Wayne, NJ)
- 4 days ago
- New York, NY (18 miles from Wayne, NJ)
- 4 days ago
Position Overview At Apollo, we're a global team of alternative investment managers passionate about delivering uncommon value to our investors and shareholders....
- New York, NY (18 miles from Wayne, NJ)
- 4 days ago
- New York, NY (18 miles from Wayne, NJ)
- 4 days ago
QA Compliance Officer Our client is seeking a highly qualified Quality Assurance Compliance Officer. This position is ideally suited to an individual who possesses a profound commitment to...
Contracts and Compliance Administrator
- New York, NY (18 miles from Wayne, NJ)
- 5 days ago
- New York, NY (18 miles from Wayne, NJ)
- 5 days ago
At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a...
Senior Financial Aid Specialist - Compliance
- New York, NY (18 miles from Wayne, NJ)
- 5 days ago
- New York, NY (18 miles from Wayne, NJ)
- 5 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, York, York Jun 04, 2025 Description To participate in a remote work arrangement, employees...
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
About the Role: A large Global Financial Services firm is seeking experienced professionals to join their Anti-Money Laundering (AML) team. The ideal candidates will have a strong background in...
Product Compliance Associate - Swedish, R1SC
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
The R1SC Operations team is the heart of our customer safety practices at Amazon. As a Senior Compliance Associate with German you will set our product compliance standards high while working...
Product Compliance Associate - German, R1SC
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
The R1SC Operations team is the heart of our customer safety practices at Amazon. As a Senior Compliance Associate with German you will set our product compliance standards high while working...
Temporary Corporate Compliance Analyst
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
The Temporary Corporate Compliance Analyst will support IEEE's overall legal and compliance functions and will report to the Deputy General Counsel for Compliance....
SVP, Capital Markets Chief Compliance Officer
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
- New York, NY (18 miles from Wayne, NJ)
- 7 days ago
. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading,...
Temporary Corporate Compliance Analyst
- New York City, NY (20 miles from Wayne, NJ)
- 7 days ago
- New York City, NY (20 miles from Wayne, NJ)
- 7 days ago
The Temporary Corporate Compliance Analyst will support IEEE's overall legal and compliance functions and will report to the Deputy General Counsel for Compliance....
Regulatory & Legal Compliance Associate [New York]
- New York, NY (18 miles from Wayne, NJ)
- 8 days ago
- New York, NY (18 miles from Wayne, NJ)
- 8 days ago
The Role: The Regulatory & Legal Compliance Associate will report to our Compliance Manager, working with the broader Governance Risk & Compliance team, Business Leaders, and Legal to implement...
Demographic Data for Wayne, NJ
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Required or preferred licenses and certifications for Compliance Analyst positions.
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Compliance Analysts in Wayne, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Wealth Management
- Internal Control
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Regulations
- Sales
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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