Compliance Analyst Jobs in Whippany, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Financial Analyst, Financial Compliance and Reporting (Hybrid Schedule)
- New York, NY (22 miles from Whippany, NJ)
- 3 hours ago
- New York, NY (22 miles from Whippany, NJ)
- 3 hours ago
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Building: Studebaker Salary Range: $80,000 - $85,000 The salary of the finalist selected for this role will be set...
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from around the world. With a rich...
Principal Regulatory Affairs Specialist (SaMD)
- New York City, NY (23 miles from Whippany, NJ)
- 1 day ago
- New York City, NY (23 miles from Whippany, NJ)
- 1 day ago
We are a growing startup company focused on developing and distributing machine learning (artificial intelligence) solutions for medical applications. The Senior Regulatory Specialist must be...
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
Maven is the world's largest virtual clinic for women and families on a mission to make healthcare work for all of us. Maven's award-winning digital programs provide clinical, emotional, and...
Senior Financial Analyst, Financial Compliance and Reporting (Hybrid Schedule) Columbia University
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Building: Studebaker Salary Range: $80,000 - $85,000 The salary of the finalist selected for this role will be set...
Senior Compliance Officer U.S. Markets Compliance Advisory, TD Securities
- New York, NY (22 miles from Whippany, NJ)
- 2 days ago
- New York, NY (22 miles from Whippany, NJ)
- 2 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Portfolio Compliance Consultant
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
Advanced knowledge of the regulatory environment of mutual funds, exchange traded funds and advisory accounts. 5+ years of Portfolio Compliance investment oversight experience....
Lead Compliance Officer - Electronic Trading / Market Access Compliance Program
- New York, NY (22 miles from Whippany, NJ)
- 4 days ago
- New York, NY (22 miles from Whippany, NJ)
- 4 days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to support the Electronic Trading / Market Access Compliance Program on the...
Tax & Compliance Operations Specialist
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Building at Check At Check, we make paying people simple. In doing that, we're not just building our own business- we're building payroll businesses together with every one of our partners. As the...
Sr. Regulatory Affairs Specialist (Wayne, NJ)
- Wayne, NJ (12 miles from Whippany, NJ)
- 5 days ago
- Wayne, NJ (12 miles from Whippany, NJ)
- 5 days ago
With a passion for life Join our diverse teams of passionate people and a career that allows you to develop both personally and professionally. At Getinge we exist to make life-saving technology...
Government Funding Compliance Consultant - Manager
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Company Description A leading global investment firm is seeking an Analyst/Associate to join the Compliance team in the New York office. This is a generalist compliance position that will support...
Licensing and Regulatory Compliance Analyst
- New York, NY (22 miles from Whippany, NJ)
- 6 days ago
- New York, NY (22 miles from Whippany, NJ)
- 6 days ago
As a member of the LRC/GA team, the Licensing & Regulatory Compliance Analyst will be a centralized versatile team member responsible for: a) completing, maintaining, and renewing key person disclosure...
- New York, NY (22 miles from Whippany, NJ)
- 6 days ago
- New York, NY (22 miles from Whippany, NJ)
- 6 days ago
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
- New York City, NY (23 miles from Whippany, NJ)
- 6 days ago
- New York City, NY (23 miles from Whippany, NJ)
- 6 days ago
Are you passionate about democratizing alternative investments? Do you enjoy meaningful work that has a noticeable impact on business performance?...
Demographic Data for Whippany, NJ
Moving to Whippany, NJ? Find some basic demographic data about Whippany, NJ below.
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Salary for Compliance Analyst Jobs in Whippany, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Whippany, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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