Compliance Analyst Jobs in Albany, NY
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Officer - Regulatory
- FLOW TRADERS
- Amsterdam, NY (22 miles from Albany, NY)
- 3 hours ago
- Amsterdam, NY (22 miles from Albany, NY)
- 3 hours ago
Flow Traders is looking for an experienced Compliance Officer with a strong interest and affinity with Digital Assets to join our Regulatory Compliance team in Amsterdam. We are looking for a...
In Person- Baker & McKenzie
- Amsterdam, NY (22 miles from Albany, NY)
- 13 days ago
- Amsterdam, NY (22 miles from Albany, NY)
- 13 days ago
Description The Senior Compliance Officer will act as a key point of contact for internal stakeholders, supporting and guiding them on complex and day-to-day compliance matters in collaboration...
In Personprocesses, controls, and fiduciary risk expectations Ability to translate investment complexity into structured risk frameworks Experience with risk tools (Bloomberg/PORT, Morningstar, Charles River IMS, FactSet...
HybridRegional Compliance Officer (West) - Key Investment Services (KIS)
- Keybank National Association
- Albany, NY
- 22 days ago
- Albany, NY
- 22 days ago
Location: For Those Who Work At Home, Washington Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
RemoteRisk and Compliance Officer (Req 101045)
- Whitney M Young Jr. Health Center
- Albany, NY
- 90+ days ago
- Albany, NY
- 90+ days ago
Be a part of the mission at Whitney Young Health (WYH) to provide high quality healthcare that is affordable and accessible to our diverse community. WYH has a robust benefits package including...
In PersonDemographic Data for Albany, NY
Moving to Albany, NY? Find some basic demographic data about Albany, NY below.
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Salary for Compliance Analyst Jobs in Albany, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Albany, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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