Compliance Analyst Jobs in New York

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 81 Jobs

Senior Lead Compliance Officer - Rates Compliance

  • New York, NY
  • 3 hours ago
  • New York, NY
  • 3 hours ago

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. This role within the Macro Sales & Trading Compliance Team is a...

Director, Markets Compliance Officer

  • New York, NY
  • 5 hours ago
  • New York, NY
  • 5 hours ago

Requisition ID: # Salary Range: 180.000,00 - 301.500,00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the...

HR Records and Compliance Associate (Personnel Representative), HR Records Management DepartmentHR COMPLIANCE AND RECORDS Location Manhattan Job ID123689 Civil Service ClassificationManagerial...

Risk & Compliance Analyst

  • Buffalo, NY
  • 2 days ago
  • Buffalo, NY
  • 2 days ago

Company :** Highmark Health **Job Description :** **JOB SUMMARY** This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range...

Compliance Consultant, Funds Management

  • Albany, NY
  • 3 days ago
  • Albany, NY
  • 3 days ago

Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred...

Remote Work

Senior CRA Compliance Officer - US CRA

  • New York, NY
  • 4 days ago
  • New York, NY
  • 4 days ago

Date: Jun 14, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA Compliance Officer to...

Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...

Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...

Compliance Officer - Swap Advisory

  • New York, NY
  • 11 days ago
  • New York, NY
  • 11 days ago

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...

Analyst, Compliance & Control

  • New York, NY
  • 11 days ago
  • New York, NY
  • 11 days ago

About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...

Analyst-Compliance, Global Financial Crimes Compliance, Product Approval

  • New York, NY
  • 12 days ago
  • New York, NY
  • 12 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

IT Risk and Compliance Analyst

  • New York, NY
  • 14 days ago
  • New York, NY
  • 14 days ago

IT Risk and Compliance Analyst NYC or Chicago Hybrid 2 days Onsite Job Description: Must Have: Strong communication skills to all levels, with previous experience of writing reports for senior staff...

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Compliance Officer Broker-Dealer

  • New York, NY
  • 15 days ago
  • New York, NY
  • 15 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

Compliance Associate

  • New York, NY
  • 15 days ago
  • New York, NY
  • 15 days ago

Compliance Associate 3.6 3.6 out of 5 stars New York, NY 10018 Hybrid work Position Summary This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and...

Demographic Data for New York

Moving to New York? Find some basic demographic data about New York below.


Local
National
20,201,017
534,422

Compliance Analyst Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Cybersecurity Analyst
Get started in the exciting field of Cybersecurity with this IBM Cybersecurity Analyst Professional Certificate! Here you will learn all the important skills you need in order to become a...
Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...

Title Synonyms

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Salary for Compliance Analyst Jobs in New York

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts in New York offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts in New York
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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