Compliance Analyst Jobs in New York
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Job Description The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to...
LICENSING COMPLIANCE CONSULTANT IN NEW YORK, NY, USA! Date Posted: 03/20/2025 Hiring Organization: Rose International Position Number: 480027 Job Title: Licensing Compliance Consultant Job...
Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business
- New York, NY
- 15 hours ago
- New York, NY
- 15 hours ago
Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...
Anticipated End Date: 2025-03-31 Position Title: Tech Compliance Auditor Advisor (US) Job Description: Technology Compliance Auditor Advisor Location: This position will work a hybrid model...
The Compliance Analyst may participate in resulting investigations and reporting....
., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
We are seeking an experienced Cybersecurity Risk and Compliance Analyst to join our team....
Remote WorkAbout Sia Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science,...
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process oriented, an effective communicator across teams and is passionate about the...
Security Analyst 1- Junior Governance, Risk, and Compliance Analyst
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
The firm manages a range of strategies-including equity, fixed income, quantitative and multi-asset class, private equity, real estate, and hedge funds-on behalf of institutions, advisors, and individual...
This position is hybrid for Chicago or Milwaukee. If selected candidate is outside these locations the position may have flexibility for a virtual work arrangement. The Compliance Program...
Pay Range $75,500.00-$116,900.00 Company Overview The people of Memorial Sloan Kettering Cancer Center (MSK) are united by a singular mission: ending cancer for life. Our specialized care teams...
Compliance Officer V#25-57017 $53.10-$55.60 per hour New York, NY All On-site Job Description Our Client, a Banking company, is looking for a Compliance Officer V for their New York, NY/ Hybrid...
Senior Compliance Officer - Monitoring and Testing, TD Securities
- New York, NY
- 6 days ago
- New York, NY
- 6 days ago
., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Senior Compliance Officer - Issues Management & Program Reporting
- New York, NY
- 7 days ago
- New York, NY
- 7 days ago
., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Demographic Data for New York
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Salary for Compliance Analyst Jobs in New York
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Affirmative Action
- ISO Certified
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Balance Sheets
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Financial Analysis
- Client Relationships
- Anti-Money Laundering
- Management Consulting
- Financial Services
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Reimbursement
- Strategy Development
- Risk Management
- Implementation
- Auditing
- Investigation
- Consulting
- Verbal Communication
- Mentoring
- Written Communication
- Documentation
- Collaboration
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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