Compliance Analyst Jobs in Purchase, NY

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1-15 of 107 Jobs

Wealth Management Digital Direct Compliance Officer

  • Morgan Stanley
  • Purchase, NY
  • 16 hours ago
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees...

Supervisory Securities Compliance Examiner

  • Securities and Exchange Commission
  • New York, NY (24 miles from Purchase, NY)
  • 1 day ago
Please follow all instructions carefully) Summary The Broker-Dealer and Exchange (BDX)within the Division of Examinations - New York Regional Office is filling one position for a Supervisory...

Credit and Securitized Products Compliance Officer

  • ACCA Consulting
  • New York, NY (24 miles from Purchase, NY)
  • 1 day ago
Your expertise a bachelor's degree or higher in Business/Accounting/ Finance/Law or equivalent Business/Accounting/Finance/Law or equivalent ideally 7+years of experience in Compliance, legal, risk...

Specialist, Compliance & Control (AML Compliance)

  • BNY Mellon
  • New York, NY (24 miles from Purchase, NY)
  • 8 hours ago
Business or Finance degree preferred. 5-7 years of total work experience preferred....

Director, Senior Compliance Officer

  • Forge Global
  • New York, NY (24 miles from Purchase, NY)
  • 1 hour ago
At Forge, we know our team is our greatest asset. As innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our values of being bold,...

Compliance Officer

  • UBS
  • Weehawken, NJ (24 miles from Purchase, NY)
  • 14 hours ago
Your role Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are...

Compliance Officer Broker-Dealer

  • Interactive Brokers
  • Greenwich, CT (4 miles from Purchase, NY)
  • 2 days ago
action plans in response to internal and external audit findings Qualifications 7-10 years experience with a broker-dealer, bank, or regulator Solid academic background with Bachelors or Masters in Finance...

Senior Manager, Conduct Compliance Officer

  • Scotiabank
  • New York, NY (24 miles from Purchase, NY)
  • 1 day ago
Senior Manager, Conduct Compliance Officer job in New York, USA / United States Location: (10281) New York, United States Salary: Competitive Type: Permanent Main Industry: Other Industries &...

Senior Wealth Management Compliance Officer

  • UBS
  • Weehawken, NJ (24 miles from Purchase, NY)
  • 14 hours ago
Are you a subject matter expert in dealing with Compliance and Regulatory Risk in Wealth Management and/or Broker-Dealer business? Do you have a proven ability to lead others, build relationships...

Deputy Fund Chief Compliance Officer

  • The Bank of New York Mellon
  • New York, NY (24 miles from Purchase, NY)
  • 1 day ago
Strong knowledge of SEC regulation of investment advisers and investment companies with strong understanding of mutual funds....

Compliance Analyst - Financial Intelligence Unit

  • Signature Bank
  • New York, NY (24 miles from Purchase, NY)
  • 14 hours ago
Job Order Number: DF3991949 Job Title: Compliance Analyst - Financial Intelligence Unit Company: Signature Bank Location: New York, NY Salary: Education: High School Diploma Experience: 1 years Hours...

Specialist, Compliance & Control (AML Compliance)

  • BNY Mellon
  • New York, NY (24 miles from Purchase, NY)
  • 1 day ago
Business or Finance degree preferred. 5-7 years of total work experience preferred....

Compliance, Markets Fixed Income, Product Compliance Officer VP

  • Citigroup Inc.
  • New York, NY (24 miles from Purchase, NY)
  • 3 days ago
Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance....

Senior Specialist, Compliance & Control

  • The Bank of New York Mellon
  • New York, NY (24 miles from Purchase, NY)
  • 3 days ago
Business or Finance degree preferred. 7 year of experience is minimally required. 10 years of total work experience preferred....

Vice President Business Analyst Compliance Technology & Data Team

  • Citi
  • New York, NY (24 miles from Purchase, NY)
  • 3 days ago
Citis Compliance Technology & Data team is looking for an experienced, motivated and self-driven business analyst to join our team. Our team is responsible for enabling compliance technology...

Demographic Data for Purchase, NY

Moving to Purchase, NY? Find some basic demographic data about Purchase, NY below.

6,552
369
Medium/Sm

Compliance Analyst Online Courses and Training Opportunities

Udacity
Security Analyst
Meet the growing demand for cybersecurity professionals by gaining the skills to protect an organizationOs computer networks and systems.
Coursera
What is Compliance?
Compliance isnt only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. Its also about the positive impact a robust and ethical compliance program can...
Coursera
Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...
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Salary for Compliance Analyst Jobs in Purchase, NY

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Top Hiring Companies

Top hiring companies in your area for Compliance Analyst positions

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.

Highest Education Level

Compliance Analysts in Purchase, NY offer the following education background
  • Bachelor's Degree (46.9%)
  • Master's Degree (34.6%)
  • Doctorate Degree (6.3%)
  • Associate's Degree (4.2%)
  • High School or GED (3.7%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Analysts in Purchase, NY
  • 2-4 years (42.6%)
  • 4-6 years (18.4%)
  • None (13.4%)
  • 1-2 years (9.8%)
  • 8-10 years (5.0%)
  • 10+ years (4.9%)
  • 6-8 years (4.6%)
  • Less than 1 year (1.3%)

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Analyst position

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