Compliance Analyst Jobs in Purchase, NY
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Greenwich, CT (4 miles from Purchase, NY)
- 8 hours ago
- Greenwich, CT (4 miles from Purchase, NY)
- 8 hours ago
Connecticut based private equity firm is looking for a Chief Compliance Officer to oversee their compliance program. Ideal candidate holds a juris doctor and has held previous leadership positions...
Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business
- New York, NY (24 miles from Purchase, NY)
- 12 hours ago
- New York, NY (24 miles from Purchase, NY)
- 12 hours ago
Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...
Compliance Officer - Swap Advisory
- New York, NY (24 miles from Purchase, NY)
- 13 hours ago
- New York, NY (24 miles from Purchase, NY)
- 13 hours ago
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...
- New York, NY (24 miles from Purchase, NY)
- 13 hours ago
- New York, NY (24 miles from Purchase, NY)
- 13 hours ago
About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...
Quality Assurance and Regulatory Affairs Specialist
- Bogota, NJ (19 miles from Purchase, NY)
- 1 day ago
- Bogota, NJ (19 miles from Purchase, NY)
- 1 day ago
Quality Assurance and Regulatory Affairs Specialist Description The Quality Assurance and Regulatory Affairs Specialist will be responsible for supporting local Quality and Regulatory strategies,...
Analyst-Compliance, Global Financial Crimes Compliance, Product Approval
- New York, NY (24 miles from Purchase, NY)
- 1 day ago
- New York, NY (24 miles from Purchase, NY)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
VP-Regulatory Compliance Officer-CIB
- New York, NY (24 miles from Purchase, NY)
- 1 day ago
- New York, NY (24 miles from Purchase, NY)
- 1 day ago
VP-Regulatory Compliance Officer-CIBNew York, United States of America WHAT YOU WILL BE DOING The VP, Compliance Officer coordinates and implements a wide range of regulatory compliance...
IT Risk and Compliance Analyst
- New York, NY (24 miles from Purchase, NY)
- 3 days ago
- New York, NY (24 miles from Purchase, NY)
- 3 days ago
IT Risk and Compliance Analyst Job Title: IT Risk and Compliance Analyst Location: NYC or Chicago, IL Hybrid 3 days - Onsite Duration: 6 months Contract Rate: $50/hr Job Description: Must Have: Strong...
Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs
- New York, NY (24 miles from Purchase, NY)
- 3 days ago
- New York, NY (24 miles from Purchase, NY)
- 3 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Compliance Officer Broker-Dealer
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
This is a high-impact role within a small team focused on equity research distribution for institutional clients....
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
Compliance Associate 3.6 3.6 out of 5 stars New York, NY 10018 Hybrid work Position Summary This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and...
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
Empower. Unite. Care. MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion...
IT Risk and Compliance Analyst in New York, NY/ Chicago, IL office at least 2 days a week
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
Must Haves Strong communication skills to all levels, with previous experience of writing reports for senior staff Experience of ITIL Project Management experience Degree in technology-based...
Regulatory and Compliance Analyst
- New Canaan, CT (14 miles from Purchase, NY)
- 6 days ago
- New Canaan, CT (14 miles from Purchase, NY)
- 6 days ago
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Coordinate and document Internal Regulatory processes such as Internal Audits, Registrations, License Renewals...
- Bethpage, NY (23 miles from Purchase, NY)
- 6 days ago
- Bethpage, NY (23 miles from Purchase, NY)
- 6 days ago
Regulatory Affairs Analyst When a group of families came together in 1957 to find services for their children with developmental disabilities, ACLD was born. Today, we are a leading not-for-profit...
Demographic Data for Purchase, NY
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Salary for Compliance Analyst Jobs in Purchase, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Purchase, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Product Development
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Collaboration
- Flexibility
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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