Compliance Analyst Jobs in Uniondale, NY

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1-15 of 106 Jobs

Wealth Management Digital Direct Compliance Officer

  • Morgan Stanley
  • Purchase, NY (23 miles from Uniondale, NY)
  • 2 days ago
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees...

Information Technology Testing, Senior Specialist, Compliance & Control

  • The Bank of New York Mellon
  • New York, NY (21 miles from Uniondale, NY)
  • 14 hours ago
Employer Description: For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle...

Specialist, Compliance & Control (AML Compliance)

  • BNY Mellon
  • New York, NY (21 miles from Uniondale, NY)
  • 2 days ago
Business or Finance degree preferred. 5-7 years of total work experience preferred....

Director, Senior Compliance Officer

  • Forge Global
  • New York, NY (21 miles from Uniondale, NY)
  • 2 days ago
At Forge, we know our team is our greatest asset. As innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our values of being bold,...

Compliance Officer

  • UBS
  • Weehawken, NJ (22 miles from Uniondale, NY)
  • 2 days ago
Your role Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are...

Senior Wealth Management Compliance Officer

  • UBS
  • Weehawken, NJ (22 miles from Uniondale, NY)
  • 2 days ago
Are you a subject matter expert in dealing with Compliance and Regulatory Risk in Wealth Management and/or Broker-Dealer business? Do you have a proven ability to lead others, build relationships...

Compliance Analyst - Financial Intelligence Unit

  • Signature Bank
  • New York, NY (21 miles from Uniondale, NY)
  • 2 days ago
Job Order Number: DF3991949 Job Title: Compliance Analyst - Financial Intelligence Unit Company: Signature Bank Location: New York, NY Salary: Education: High School Diploma Experience: 1 years Hours...

Specialist, Compliance & Control (AML Compliance)

  • BNY Mellon
  • New York, NY (21 miles from Uniondale, NY)
  • 3 days ago
Business or Finance degree preferred. 5-7 years of total work experience preferred....

Deputy Fund Chief Compliance Officer

  • The Bank of New York Mellon
  • New York, NY (21 miles from Uniondale, NY)
  • 3 days ago
Strong knowledge of SEC regulation of investment advisers and investment companies with strong understanding of mutual funds....

Supervisory Securities Compliance Examiner

  • Securities and Exchange Commission
  • New York, NY (21 miles from Uniondale, NY)
  • 3 days ago
Please follow all instructions carefully) Summary The Broker-Dealer and Exchange (BDX)within the Division of Examinations - New York Regional Office is filling one position for a Supervisory...

Senior Manager, Conduct Compliance Officer

  • Banque Scotia (DBA)
  • New York City, NY (21 miles from Uniondale, NY)
  • 4 days ago
Nearest Major Market: New York City Job Segment: Compliance, Project Manager, Law, Risk Management, Investment Banking, Legal, Technology, Finance...

Compliance Officer Broker-Dealer

  • Interactive Brokers
  • Greenwich, CT (23 miles from Uniondale, NY)
  • 4 days ago
action plans in response to internal and external audit findings Qualifications 7-10 years experience with a broker-dealer, bank, or regulator Solid academic background with Bachelors or Masters in Finance...

Compliance, Markets Fixed Income, Product Compliance Officer VP

  • Citigroup Inc.
  • New York, NY (21 miles from Uniondale, NY)
  • 5 days ago
Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance....

Senior Specialist, Compliance & Control

  • The Bank of New York Mellon
  • New York, NY (21 miles from Uniondale, NY)
  • 5 days ago
Business or Finance degree preferred. 7-10 years of total work experience preferred....

Wealth Management Compliance Digital Strategy and Analytics & Data Compliance Officer

  • Morgan Stanley
  • Purchase, NY (23 miles from Uniondale, NY)
  • 5 days ago
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees...

Demographic Data for Uniondale, NY

Moving to Uniondale, NY? Find some basic demographic data about Uniondale, NY below.

26,051
666
Medium

Compliance Analyst Online Courses and Training Opportunities

Coursera
What is Compliance?
Compliance isnt only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. Its also about the positive impact a robust and ethical compliance program can...
Udacity
Security Analyst
Meet the growing demand for cybersecurity professionals by gaining the skills to protect an organizationOs computer networks and systems.
Coursera
Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...
Register to search for more online courses. >>>

Title Synonyms

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Salary for Compliance Analyst Jobs in Uniondale, NY

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Top Hiring Companies

Top hiring companies in your area for Compliance Analyst positions

  • ASIAN AMERICANS FOR EQUALITY, INC
    Jobs             Company Profile
  • The Bank of New York Mellon
    Jobs
  • Baker Tilly Us, Llp
    Jobs
  • Friedman LLP
    Jobs
  • Long Island Power Authority
    Jobs

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.

Highest Education Level

Compliance Analysts in Uniondale, NY offer the following education background
  • Bachelor's Degree (46.9%)
  • Master's Degree (34.6%)
  • Doctorate Degree (6.3%)
  • Associate's Degree (4.2%)
  • High School or GED (3.7%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Analysts in Uniondale, NY
  • 2-4 years (42.6%)
  • 4-6 years (18.4%)
  • None (13.4%)
  • 1-2 years (9.8%)
  • 8-10 years (5.0%)
  • 10+ years (4.9%)
  • 6-8 years (4.6%)
  • Less than 1 year (1.3%)

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Analyst position

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Other Titles

Here are some other career titles that require similar skills

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