Compliance Analyst Jobs in Charlotte, NC

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-10 of 10 Jobs

Risk And Compliance Analyst

  • Charlotte, NC
  • 4 days ago
  • Charlotte, NC
  • 4 days ago

The Risk and Compliance Analyst will play a critical role in driving the successful execution of a detailed analysis of Controls for our client's Commercial Banking environment....

Remote Work

Compliance Officer, Financial Crimes

  • Charlotte, NC
  • 6 days ago
  • Charlotte, NC
  • 6 days ago

The Compliance Officer, Global Financial Crimes Group will assist the head of the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and...

Governance, Risk, and Compliance Analyst, Specialist

  • Charlotte, NC
  • 11 days ago
  • Charlotte, NC
  • 11 days ago

Global Risk and Security (GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g., assets and data), and stewards a strong risk culture. Our teams leverage...

Sr Analyst, Compliance

  • Fort Mill, SC (14 miles from Charlotte, NC)
  • 14 days ago
  • Fort Mill, SC (14 miles from Charlotte, NC)
  • 14 days ago

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with...

U.S. Anti-Money Laundering Compliance Officer

  • Charlotte, NC
  • 18 days ago
  • Charlotte, NC
  • 18 days ago

Vanguard is seeking a dynamic and experienced leader to join our team as the U.S. AMLCO. This executive role is crucial in safeguarding our organization and clients from financial crimes,...

Regulatory Compliance Associate

  • Charlotte, NC
  • 26 days ago
  • Charlotte, NC
  • 26 days ago

WHO WE ARE Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices located in the fastest growing cities in the US are...

Risk Compliance Officer II - Compliance Testing

  • Charlotte, NC
  • 45+ days ago
  • Charlotte, NC
  • 45+ days ago

Compliance has oversight responsibility....

Compliance Officer (Remote)

  • Fort Mill, SC (14 miles from Charlotte, NC)
  • 60+ days ago
  • Fort Mill, SC (14 miles from Charlotte, NC)
  • 60+ days ago

Who We Are ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry. ServiceMac is focused on providing superior technology,...

Remote Work

Risk & Compliance Consultant

  • Charlotte, NC
  • 60+ days ago
  • Charlotte, NC
  • 60+ days ago

Req ID: 312689 NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking...

Technical Service & Compliance Coordinator

  • Fort Mill, SC (14 miles from Charlotte, NC)
  • 90+ days ago
  • Fort Mill, SC (14 miles from Charlotte, NC)
  • 90+ days ago

Basic Function This position is the key role in processing warrantyclaims. Adhere to company warranty policies and procedures to keep overallwarranty expenses within specified company metric....

Demographic Data for Charlotte, NC

Moving to Charlotte, NC? Find some basic demographic data about Charlotte, NC below.


Local
National
955,169
29,300
Large

Compliance Analyst Online Courses and Training Opportunities

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Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...
Cybersecurity Analyst
Get started in the exciting field of Cybersecurity with this IBM Cybersecurity Analyst Professional Certificate! Here you will learn all the important skills you need in order to become a...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

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Salary for Compliance Analyst Jobs in Charlotte, NC

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts in Charlotte, NC offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts in Charlotte, NC
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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