Compliance Analyst Jobs in North Carolina

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 31 Jobs

Senior Risk Compliance Officer - Enhanced Due Dilligence

  • Asheboro, NC
  • 21 hours ago
  • Asheboro, NC
  • 21 hours ago

Location: On site in Memphis, TN, Johnson City, TN, Asheboro, NC, Longwood, FL, Miami Lakes, FL Summary The position is responsible for performing complex confidential research and investigations...

Compliance Officer - Testing

  • Charlotte, NC
  • 1 day ago
  • Charlotte, NC
  • 1 day ago

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...

Lead Compliance Officer

  • Charlotte, NC
  • 1 day ago
  • Charlotte, NC
  • 1 day ago

About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics within the Cross Asset Team. The Lead Compliance...

Lead Compliance Officer - Regulatory Change & Inventory Management

  • Charlotte, NC
  • 2 days ago
  • Charlotte, NC
  • 2 days ago

Wells Fargo is seeking a Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As part of the RCIM team, the Lead Compliance...

We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...

Finance and Business Compliance Analyst I

  • Raleigh, NC
  • 2 days ago
  • Raleigh, NC
  • 2 days ago

RECRUITMENT RANE: $41,655 - $65,000 The purpose of this position is to participate in and assist the Monitoring andCompliance Unit with a variety of fiscal and administrative monitoring...

Senior Compliance Risk Analyst

  • Charlotte, NC
  • 2 days ago
  • Charlotte, NC
  • 2 days ago

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...

Governance, Risk & Compliance Analyst, Specialist

  • Raleigh, NC
  • 2 days ago
  • Raleigh, NC
  • 2 days ago

Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...

Risk & Compliance Consultant

  • Charlotte, NC
  • 4 days ago
  • Charlotte, NC
  • 4 days ago

Req ID: 312689 NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking...

Analyst, Compliance (Remote Consideration)

  • Charlotte, NC
  • 7 days ago
  • Charlotte, NC
  • 7 days ago

**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...

Remote Work

Regulatory Compliance Analyst

  • Raleigh, NC
  • 8 days ago
  • Raleigh, NC
  • 8 days ago

We are hiring for a Regulatory Compliance Analyst to join our team....

Compliance Officer

  • Charlotte, NC
  • 8 days ago
  • Charlotte, NC
  • 8 days ago

funds....

Investment Advisory Senior Compliance Officer

  • Charlotte, NC
  • 12 days ago
  • Charlotte, NC
  • 12 days ago

Davidson & Co. is a leading financial services firm providing wealth management, financial planning, investment banking, and public finance services to a client base that includes individuals, corporations...

QA Compliance Associate CSV and Data Management

  • Durham, NC
  • 14 days ago
  • Durham, NC
  • 14 days ago

At Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world...

Compliance Officer, Marketing & Advisory

  • Charlotte, NC
  • 14 days ago
  • Charlotte, NC
  • 14 days ago

Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Compliance Officer, Marketing...

Demographic Data for North Carolina

Moving to North Carolina? Find some basic demographic data about North Carolina below.


Local
National
10,439,413
246,359

Compliance Analyst Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...

Title Synonyms

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Salary for Compliance Analyst Jobs in North Carolina

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts in North Carolina offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.2%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.5%
Vocational Degree or Certification
3.3%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts in North Carolina
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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