Compliance Analyst Jobs in Toronto, ON
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Officer, Complaints and Regulatory Investigations
- Toronto, ON
- 8 days ago
- Toronto, ON
- 8 days ago
At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to...
Our client, a major player in the financial services industry, is seeking a highly experienced Senior Compliance Officer to join their Compliance & Global Regulatory Affairs (Compliance & GRA)...
Performs Chaperoning duties by enforcing the Information Barrier rules and regulations to ensure the independence of Equity Research....
investments....
Compliance Officer, Complaints and Regulatory Investigations - Contract
- Toronto, ON
- 28 days ago
- Toronto, ON
- 28 days ago
At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to...
Risk and Compliance Analyst - Finance and Capital Markets Internship
- Etobicoke, ON (7 miles from Toronto, ON)
- 30+ days ago
- Etobicoke, ON (7 miles from Toronto, ON)
- 30+ days ago
Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with hybrid...
Remote WorkThe Opportunity Are you looking for a caring, collaborative, values-driven workplace with inspiring teammates and leaders? Do you have the ambition and desire to be the best and thrive at the most...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON
- 45+ days ago
- Toronto, ON
- 45+ days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
About AGF: Founded in 1957, AGF Management Limited (AGF) is an independent and globally diverse asset management firm. Our companies deliver excellence in investing in the public and private...
Risk and Compliance Analyst - Master's Level Internship
- Etobicoke, ON (7 miles from Toronto, ON)
- 90+ days ago
- Etobicoke, ON (7 miles from Toronto, ON)
- 90+ days ago
Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with hybrid...
Remote WorkCompliance Analyst Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Analyst Jobs in Toronto, ON
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Toronto, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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