Compliance Analyst Jobs in Ontario
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
IKO Industries Ltd. is a market leader in the manufacturing of roofing and building materials. IKO is a Canadian owned and operated business with production facilities worldwide and has many years...
This position primarily reports to the Head of Corporate Compliance Americas division (CPAD) functionally, the incumbent also reports to the General Manager of Canada branch as an employee of the branch...
Experience: 4+ years experience as a business analyst or compliance analyst in asset management, with hands-on experience in compliance rule coding and configuration in platforms such as Aladdin, CRD...
Were looking for a Contracts & Compliance Consultant to join the US LIFE Contracts & Compliance team. In this role, you will work with the Product Development area to coordinate the drafting of...
Our client, a leading organization in the insurance industry, is seeking a Regulatory Compliance Specialist to join their team. As a Regulatory Compliance Specialist, you will be part of the...
Risk & Compliance Analyst Master-Level Internship
- Etobicoke, ON
- 30+ days ago
- Etobicoke, ON
- 30+ days ago
Job Title: Risk & Compliance Analyst Master-Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with hybrid options...
Remote WorkRisk and Compliance Analyst - Master's Level Internship
- Etobicoke, ON
- 30+ days ago
- Etobicoke, ON
- 30+ days ago
Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with hybrid...
Remote WorkPosition Title: Regulatory Affairs Specialist Position Type: Regular - Full-Time Position Location: Toronto HQ Grade: Grade 04 Requisition ID: 36446 In every role, McCainers are ambitious,...
Risk and Compliance Analyst - Finance and Capital Markets Internship
- Etobicoke, ON
- 90+ days ago
- Etobicoke, ON
- 90+ days ago
Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with hybrid...
Remote WorkCompliance Analyst Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Analyst Jobs in Ontario
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Ontario offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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