Compliance Analyst Jobs in Pennsylvania
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Genesys empowers organizations of all sizes to improve loyalty and business outcomes by creating the best experiences for their customers and employees. Through Genesys Cloud, the AI-powered...
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Senior IT Governance, Risk and Compliance Analyst
- Philadelphia, PA
- 1 day ago
- Philadelphia, PA
- 1 day ago
WHAT YOU NEED TO KNOW ABOUT THE JOB: As the Senior IT Governance, Risk and Compliance Analyst, you will be primarily responsible for supporting the delivery of a successful governance, risk, and compliance...
Fixed Income Compliance Associate Experienced Hire
- Philadelphia, PA
- 2 days ago
- Philadelphia, PA
- 2 days ago
Overview We are seeking a highly motivated individual to join our team as a Fixed Income Compliance Associate. You will be directly involved in reviewing all aspects of the Firm's fixed income...
Risk & Compliance Analyst - Registered Funds
- Philadelphia, PA
- 2 days ago
- Philadelphia, PA
- 2 days ago
Adviser provides financial planning solutions and technology to over half of the UK's financial advisers, enabling them to create value for their businesses and clients. ii, the UK's second-largest...
Compliance Associate 3.8 3.8 out of 5 stars Bala-Cynwyd, PA Our Compliance team provides critical support to ensure that the firm operates within regulatory requirements. By joining our team, you...
SEC, NFA, CFTC, FINRA, or another regulatory authority or (ii) a compliance analyst or consultant with ACA or a consulting organization comparable to ACA....
Senior Analyst, Regulatory Compliance Affairs Exton, PA I Hartford, CT I USA As a Senior Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL's Underwriting...
Paid parental leave Adoption assistance Employee Stock Purchase Plan Financial planning and group legal Voluntary benefits including auto, homeowner and pet insurance The role will generally accept...
Position Summary: Manage enterprise-wide regulatory consumer compliance reviews; stay abreast of regulatory initiatives and monitor regulatory changes to keep review documents current; maintain...
Position Summary: This position is responsible for maintaining subject matter expertise for various deposit and/or loan related regulations and areas at the Bank. As the second line of defense...
Analyst, Compliance & Product Support Exton, PA I Hartford, CT I USA As an Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL' s Underwriting Excellence...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA
- 7 days ago
- Philadelphia, PA
- 7 days ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA
- 7 days ago
- Philadelphia, PA
- 7 days ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
Reporting Relationships As our Compliance Analyst, you will report to the Head of Compliance Shared Services....
Demographic Data for Pennsylvania
Moving to Pennsylvania? Find some basic demographic data about Pennsylvania below.
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Salary for Compliance Analyst Jobs in Pennsylvania
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Pennsylvania offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Affirmative Action
- ISO Certified
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- Certified Internal Auditor
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Lending
- Client Relationships
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Strategy Development
- Risk Management
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Verbal Communication
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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