Compliance Analyst Jobs in Pennsylvania
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Provides legal guidance and counsel related to securities and banking regulatory matters. Staff maintains relationships with regulatory bodies and agencies and has significant expertise in...
As an Analyst, you will be a member of the compliance team and will play an integral role in AXA XL's US (Re) Insurance Compliance and Regulatory operations. This team is part of AXA XL's North...
Alternate Locations: Radnor, PA (Pennsylvania); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska) Work Arrangement: Hybrid Preferred :...
Alternate Locations: Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana) Work Arrangement: Hybrid Preferred : Preferred employee will work 3...
Senior Financial Aid Specialist - Compliance
- Philadelphia, PA
- 10 days ago
- Philadelphia, PA
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Pennsylvania, Philadelphia Jun 04, 2025 Description To participate in a remote work...
Compliance Consultant, Advertising Review - Investments
- Radnor, PA
- 10 days ago
- Radnor, PA
- 10 days ago
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
Senior Director, Wealth Business Compliance Officer
- Pittsburgh, PA
- 11 days ago
- Pittsburgh, PA
- 11 days ago
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible...
Senior Director, Wealth Business Compliance Officer
- Pittsburgh, PA
- 11 days ago
- Pittsburgh, PA
- 11 days ago
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible...
Regulatory Compliance Specialist in Bethlehem,PA,US
- Bethlehem, PA
- 12 days ago
- Bethlehem, PA
- 12 days ago
Regulatory Compliance Specialist Location: Bethlehem, PA Employment Type: Full-Time Position Overview: The Regulatory Compliance Specialist plays a critical role in ensuring regulatory, customer,...
Product Stewardship and Regulatory Affairs Specialist. Job in Malvern Gr8Jobs
- Malvern, PA
- 13 days ago
- Malvern, PA
- 13 days ago
Are you ready to make a significant impact in a fast-paced and dynamic industry? Join a leading company at the forefront of innovation as a Product Stewardship and Regulatory Affairs Specialist....
Compliance Consultant, Advertising Review - Private Market Funds
- Radnor, PA
- 13 days ago
- Radnor, PA
- 13 days ago
funds, in addition to Lincolns annuity, insurance, and retirement plan products....
Principal Regulatory Affairs Specialist, Robotics (Pittsburgh, PA)
- Pittsburgh, PA
- 14 days ago
- Pittsburgh, PA
- 14 days ago
Principal Regulatory Specialist, Robotics (Pittsburgh, PA) Life Unlimited. At Smith+Nephew, we design and manufacture technology that takes the limits off living! In this role, you will lead and...
Senior Regulatory Affairs Specialist (Office of Clinical Research)
- Philadelphia, PA
- 22 days ago
- Philadelphia, PA
- 22 days ago
Senior Regulatory Affairs Specialist (Office of Clinical Research) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible)
- Philadelphia, PA
- 22 days ago
- Philadelphia, PA
- 22 days ago
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a...
Remote WorkDemographic Data for Pennsylvania
Moving to Pennsylvania? Find some basic demographic data about Pennsylvania below.
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Title Synonyms
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Salary for Compliance Analyst Jobs in Pennsylvania
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Pennsylvania offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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