Compliance Analyst Jobs in Flower Mound, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- DFW Airport, TX (10 miles from Flower Mound, TX)
- 1 day ago
- DFW Airport, TX (10 miles from Flower Mound, TX)
- 1 day ago
Regulatory Affairs Analyst II Waters Corporation Bangalore, IN Overview The Regulatory Affairs Specialist II has primary responsibility for provision of In Vitro Diagnostic regulatory support to...
Senior Regulatory Compliance Specialist - Level 3
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 5 days ago
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 5 days ago
Description: You will be the Regulatory Compliance Specialist for the Logistics Information Technology (LogIT) Product Support Provider (PSP) Team. Our team is responsible for delivering...
Regulatory Affairs Specialist III (Plano, TX)
- Plano, TX (22 miles from Flower Mound, TX)
- 6 days ago
- Plano, TX (22 miles from Flower Mound, TX)
- 6 days ago
The Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical...
Senior Regulatory Affairs Specialist (Memphis, TN)
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 6 days ago
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 6 days ago
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. Are you passionate about navigating regulatory landscapes? Do you thrive in fast-paced...
Governance, Risk, and Compliance Analyst, Specialist
- Dallas, TX (24 miles from Flower Mound, TX)
- 9 days ago
- Dallas, TX (24 miles from Flower Mound, TX)
- 9 days ago
What You'll Do Support the development and maintenance of our operational and key control inventories. Design and document control objectives, performance procedures, and testing protocols....
Audit Regulatory Affairs Specialist
- Richardson, TX (22 miles from Flower Mound, TX)
- 9 days ago
- Richardson, TX (22 miles from Flower Mound, TX)
- 9 days ago
At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...
Midstream Regulatory Compliance Specialist
- Dallas, TX (24 miles from Flower Mound, TX)
- 20 days ago
- Dallas, TX (24 miles from Flower Mound, TX)
- 20 days ago
Midstream Regulatory Compliance Specialist Location: Dallas, TX Department: Regulatory Affairs / Compliance Reports To: VP of Engineering & Technical Services Employment Type: Full-Time Experience...
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX
- Dallas, TX (24 miles from Flower Mound, TX)
- 21 days ago
- Dallas, TX (24 miles from Flower Mound, TX)
- 21 days ago
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX Job ID 224829 Posted 16-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Dallas -...
Remote WorkDirector, Privacy Compliance Officer
- Frisco, TX (19 miles from Flower Mound, TX)
- 26 days ago
- Frisco, TX (19 miles from Flower Mound, TX)
- 26 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 29 days ago
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 29 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Irving, TX (17 miles from Flower Mound, TX)
- 30+ days ago
- Irving, TX (17 miles from Flower Mound, TX)
- 30+ days ago
Why GM Financial? GM Financial promotes an inclusive Culture to Win that is centered around leading with core values, empowering team members, and accomplishing strategic priorities while...
- Dallas, TX (24 miles from Flower Mound, TX)
- 30+ days ago
- Dallas, TX (24 miles from Flower Mound, TX)
- 30+ days ago
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
Regulatory Affairs Specialist Job #49502
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 30+ days ago
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 30+ days ago
Regulatory Affairs Specialist Clinical Fort Worth, TX, US Pay Rate Low: 70 | Pay Rate High: 90 Exciting development opportunity to work for a global leader dedicated to helping people see...
Sr. Regulatory Affairs Specialist (Austin, TX)
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 30+ days ago
- Fort Worth, TX (23 miles from Flower Mound, TX)
- 30+ days ago
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. The Senior Regulatory Affairs Specialist role is responsible for preparing and supporting US...
Airworthiness/Regulatory Compliance Specialist (Integrated Management System/IMS)
- Dallas, TX (24 miles from Flower Mound, TX)
- 30+ days ago
- Dallas, TX (24 miles from Flower Mound, TX)
- 30+ days ago
MTU Maintenance Dallas is part of the world's largest independent jet engine MRO company based in Germany providing aftermarket and OEM-licensed engine maintenance services worldwide. As a part of...
Demographic Data for Flower Mound, TX
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Salary for Compliance Analyst Jobs in Flower Mound, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Flower Mound, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Internal Control
- Equities
- Derivatives
- Management Reporting
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Data Analysis
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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