Compliance Analyst Jobs in Texas
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
In PersonExcited to grow your career? BBVA is a global company with more than 160 years of history that operates in more than 25 countries where we serve more than 80 million customers. We are more than...
In PersonPortfolio Management Compliance Associate Plano, TX, USA
- Fisher Investments
- Plano, TX
- 10 days ago
- Plano, TX
- 10 days ago
The Opportunity: The Portfolio Management Compliance (PMC") Associate is responsible for helping to support Portfolio Management Compliance team tasks, requirements, and protocols within the...
RemoteDeputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- 10 days ago
- Dallas, TX
- 10 days ago
The Deputy Chief Compliance Officer, Broker Dealers is responsible for supporting our Cetera Investment Services broker dealer and overseeing shared service functions performed on behalf of all...
HybridPortfolio Management Compliance Associate
- Fisher Investments
- Plano, TX
- 13 days ago
- Plano, TX
- 13 days ago
Overview The Opportunity: The Portfolio Management Compliance (PMC) Associate is responsible for helping to support Portfolio Management Compliance team tasks, requirements, and protocols within...
HybridJob Description *This position is contingent upon award of contract * SOSi is seeking a Risk and Compliance Analyst to support mission requirements for a structured approach to further develop, integrate...
In Person- First Cash Financial Services, Inc.
- Fort Worth, TX
- 18 days ago
- Fort Worth, TX
- 18 days ago
What Makes a FirstCash Firearms Compliance Associate: At FirstCash, Inc. (First Cash Pawn, Cash America Pawn, & other brands), we take pride in our employees because they are talented, considerate...
In PersonJob Overview: Regulatory & Scientific Affairs is integral to bringing new products to market as quickly as possible while ensuring ingredients and packaging materials are safe for use in, or in...
In PersonGovernance, Risk & Compliance Analyst, Specialist
- Vanguard
- Dallas, TX
- 22 days ago
- Dallas, TX
- 22 days ago
The Governance, Risk & Compliance Analyst, Specialist is a key member of Vanguard's Global Enterprise Security's Governance, Risk, Compliance (GRC) and Strategic Operations team....
In Person- Baylor College of Medicine
- Houston, TX
- 22 days ago
- Houston, TX
- 22 days ago
Summary As a Research Compliance Associate for the Research Conflict of Interest (RCOI) Office, you will provide research conflict of interest compliance reviews, monitoring of Financial Conflict...
In PersonTreasury Risk and Compliance Associate
- DTCC Candidate Experience Site
- Coppell, TX
- 23 days ago
- Coppell, TX
- 23 days ago
View More Jobs Treasury Risk and Compliance Associate Jersey City, NJ, United States and 1 more Be the First to Apply Apply Now Job Info Job Identification 213592 Job Category Finance Posting Date...
Hybrid Full TimeFinancial Crime Compliance Consultant
- Capgemini Holding Inc
- San Antonio, TX
- 25 days ago
- San Antonio, TX
- 25 days ago
Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll be supported and inspired bya collaborative community of colleagues...
In PersonSenior Regional Compliance Associate Farther - 5.0 Irving, TX Job Details 1 hour ago Benefits Health insurance Unlimited paid time off 401(k) matching Qualifications Customer complaint resolution...
In PersonChief Compliance Officer, Green Pier Fintech The Role The Chief Compliance Officer (CCO) is a key member of the senior leadership team, responsible for providing strategic guidance on regulatory...
In PersonThis position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
HybridDemographic Data for Texas
Moving to Texas? Find some basic demographic data about Texas below.
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Salary for Compliance Analyst Jobs in Texas
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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