Compliance Analyst Jobs in Houston, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
The NERC Regulatory Compliance Specialist ensures compliance with NERC, FERC, and regional reliability standards across fossil fuel and renewable energy sites. The role involves regulatory...
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
The Compliance Officer, Global Financial Crimes Group will assist the head of the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and...
Job Description: At Enovis we pay attention to the details. We embrace collaboration with our partners and patients, and take pride in the pursuit of scientific excellence - with the goal of...
Requisition ID: 88162 At Gexa Energy, a NextEra Energy Resources company, we provide reliable low-cost energy solutions. Focused on customer satisfaction, we offer innovative electricity plans...
Research businesses....
Insight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position. The Regulatory Compliance Specialist...
Department: Office of Tech Trnsfr & Innova Salary: 65,300-74,300 Description: Under minimal supervision, analyzes rate of return, depreciation, working capital, investment, and financial and...
Financial Compliance Specialist
- Pasadena, TX (10 miles from Houston, TX)
- 90+ days ago
- Pasadena, TX (10 miles from Houston, TX)
- 90+ days ago
Position Type: Central Office Support/ Financial Compliance Date Posted: 1/28/2025 Location: Finance Job Title: Financial Compliance Specialist Duty Days: 240 Pay Grade: E02 Salary...
Demographic Data for Houston, TX
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Salary for Compliance Analyst Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Operations Analysis
- Tax Accounting
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Risk Management
- Accounting
- Implementation
- Payroll
- Auditing
- Analytical Skills
- Verbal Communication
- Documentation
- Reporting
- Collaboration
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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