Compliance Analyst Jobs in Houston, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
The Compliance Officer, Global Financial Crimes Group will assist the head of the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and...
Job Description: At Enovis we pay attention to the details. We embrace collaboration with our partners and patients, and take pride in the pursuit of scientific excellence - with the goal of...
Requisition ID: 88162 At Gexa Energy, a NextEra Energy Resources company, we provide reliable low-cost energy solutions. Focused on customer satisfaction, we offer innovative electricity plans...
Research businesses....
Insight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position. The Regulatory Compliance Specialist...
Overview Looking for something different? We ARE that something different at RPM Living. Dynamic and fast growth culture and multiple nationwide opportunities let YOU shape your future with us....
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Department: Office of Tech Trnsfr & Innova Salary: 65,300-74,300 Description: Under minimal supervision, analyzes rate of return, depreciation, working capital, investment, and financial and...
Financial Compliance Specialist
- Pasadena, TX (10 miles from Houston, TX)
- 90+ days ago
- Pasadena, TX (10 miles from Houston, TX)
- 90+ days ago
Position Type: Central Office Support/ Financial Compliance Date Posted: 1/28/2025 Location: Finance Job Title: Financial Compliance Specialist Duty Days: 240 Pay Grade: E02 Salary...
Demographic Data for Houston, TX
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Salary for Compliance Analyst Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Internal Control
- Equities
- Derivatives
- Management Reporting
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Data Analysis
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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