Compliance Analyst Jobs in Irving, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX
- Dallas, TX (8 miles from Irving, TX)
- 1 hour ago
- Dallas, TX (8 miles from Irving, TX)
- 1 hour ago
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX Job ID 224829 Posted 16-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Dallas -...
Remote WorkLead Financial Compliance Analyst - SOX
- Dallas, TX (8 miles from Irving, TX)
- 2 days ago
- Dallas, TX (8 miles from Irving, TX)
- 2 days ago
Supervisor: No Our Lead Financial Compliance Analyst - SOX, earn between $118,800 - $178,200 of TSR. Not to mention all the other amazing rewards that working at AT&T offers....
HR Analyst & Compliance Reporting
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
This role will be responsible for serving as HR Analyst for HR Business Partners, ensuring data quality standards, analysis, and reporting, and ensuring compliance with regulatory requirements...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Fort Worth, TX (22 miles from Irving, TX)
- 8 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 8 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Why GM Financial? GM Financial promotes an inclusive Culture to Win that is centered around leading with core values, empowering team members, and accomplishing strategic priorities while...
- Dallas, TX (8 miles from Irving, TX)
- 14 days ago
- Dallas, TX (8 miles from Irving, TX)
- 14 days ago
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
Regulatory Affairs Specialist Job #49502
- Fort Worth, TX (22 miles from Irving, TX)
- 15 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 15 days ago
Regulatory Affairs Specialist Clinical Fort Worth, TX, US Pay Rate Low: 70 | Pay Rate High: 90 Exciting development opportunity to work for a global leader dedicated to helping people see...
Sr. Regulatory Affairs Specialist (Austin, TX)
- Fort Worth, TX (22 miles from Irving, TX)
- 17 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 17 days ago
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. The Senior Regulatory Affairs Specialist role is responsible for preparing and supporting US...
Airworthiness/Regulatory Compliance Specialist (Integrated Management System/IMS)
- Dallas, TX (8 miles from Irving, TX)
- 17 days ago
- Dallas, TX (8 miles from Irving, TX)
- 17 days ago
MTU Maintenance Dallas is part of the world's largest independent jet engine MRO company based in Germany providing aftermarket and OEM-licensed engine maintenance services worldwide. As a part of...
- Dallas, TX (8 miles from Irving, TX)
- 18 days ago
- Dallas, TX (8 miles from Irving, TX)
- 18 days ago
Overview Looking for something different? We ARE that something different at RPM Living. Dynamic and fast growth culture and multiple nationwide opportunities let YOU shape your future with us....
Compliance, Wealth Management Compliance - Associate - Dallas
- Dallas, TX (8 miles from Irving, TX)
- 19 days ago
- Dallas, TX (8 miles from Irving, TX)
- 19 days ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Compliance Officer, Branch Examiner
- Dallas, TX (8 miles from Irving, TX)
- 19 days ago
- Dallas, TX (8 miles from Irving, TX)
- 19 days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
Compliance Officer, Inspections & Operations
- Fort Worth, TX (22 miles from Irving, TX)
- 23 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 23 days ago
A financial plan, by itself, cannot assure that retirement or other financial goals will be met....
Regional FSTDO Standards & Regulatory Compliance Specialist
- Dallas, TX (8 miles from Irving, TX)
- 27 days ago
- Dallas, TX (8 miles from Irving, TX)
- 27 days ago
About This Role Support the FSTDO Standards & Compliance Manager in work related to ensuring FSTDO standards and regulatory compliance for the assigned region, responsibilities include but not...
Risk Compliance Officer II - Compliance Testing
- Dallas, TX (8 miles from Irving, TX)
- 28 days ago
- Dallas, TX (8 miles from Irving, TX)
- 28 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Demographic Data for Irving, TX
Moving to Irving, TX? Find some basic demographic data about Irving, TX below.
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Salary for Compliance Analyst Jobs in Irving, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Irving, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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