Compliance Analyst Jobs in Pasadena, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Regulatory Compliance Specialist - Neuroprosthetics
- Houston, TX (10 miles from Pasadena, TX)
- 20 hours ago
- Houston, TX (10 miles from Pasadena, TX)
- 20 hours ago
At Houston Methodist, the Senior (Sr.) Regulatory Compliance Specialist position is responsible for leading, coordinating and performing study specific regulatory processes such as local IRB...
Senior Regulatory Compliance Specialist - Regenerative Medicine
- Houston, TX (10 miles from Pasadena, TX)
- 4 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 4 days ago
At Houston Methodist, the Senior (Sr.) Regulatory Compliance Specialist position is responsible for leading, coordinating and performing study specific regulatory processes such as local IRB...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Houston, TX (10 miles from Pasadena, TX)
- 9 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 9 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Regulatory Compliance Specialist
- Houston, TX (10 miles from Pasadena, TX)
- 16 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 16 days ago
Insight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position. The Regulatory Compliance Specialist...
Regulatory Compliance Specialist
- Houston, TX (10 miles from Pasadena, TX)
- 18 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 18 days ago
At Houston Methodist, the Regulatory Compliance Specialist position is responsible for coordinating and performing study specific regulatory processes such as local IRB submissions in compliance...
- Houston, TX (10 miles from Pasadena, TX)
- 18 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 18 days ago
This position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
Lead BT Risk & Compliance Analyst
- Houston, TX (10 miles from Pasadena, TX)
- 24 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 24 days ago
Discover. A brighter future. With us, youll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed...
GRC (Governance, Risk, and Compliance) Analyst
- Houston, TX (10 miles from Pasadena, TX)
- 24 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 24 days ago
GRC (Governance, Risk, and Compliance) Analyst Job Title: Governance, Risk, and Compliance (GRC) Analyst Location: Houston (Onsite) Position Type: Contract Required: 8+ years of experience in GRC, cybersecurity...
Description Introduction Do you have the career opportunities as a Medical Necessity Coding Compliance Coordinator you want with your current employer? We have an exciting opportunity for you to...
Demographic Data for Pasadena, TX
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Salary for Compliance Analyst Jobs in Pasadena, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Pasadena, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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