Compliance Analyst Jobs in Richardson, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Marketing Compliance Associate
- Irving, TX (16 miles from Richardson, TX)
- 2 days ago
- Irving, TX (16 miles from Richardson, TX)
- 2 days ago
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther's...
Regional Compliance Officer - Hong Kong
- Dallas, TX (12 miles from Richardson, TX)
- 4 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 4 days ago
At MoneyGram, we connect the world by making cross-border money transfers seamless, affordable, and secure for everyone. We are seeking\: Regional Compliance Officer - Hong Kong What you will...
Security Risk and Compliance Analyst
- Dallas, TX (12 miles from Richardson, TX)
- 7 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 7 days ago
The Position: The Security Risk and Compliance Analyst position will be responsible for providing technical and business assistance for a wide variety of information security risk and compliance related...
Remote WorkRegulatory Affairs Specialist 3
- Addison, TX (5 miles from Richardson, TX)
- 9 days ago
- Addison, TX (5 miles from Richardson, TX)
- 9 days ago
Acumed LLC As a part of the global industrial organization Marmon Holdings-which is backed by Berkshire Hathaway-you'll be doing things that matter, leading at every level, and winning a better...
Regulatory Affairs Specialist 2
- Addison, TX (5 miles from Richardson, TX)
- 9 days ago
- Addison, TX (5 miles from Richardson, TX)
- 9 days ago
Acumed LLC As a part of the global industrial organization Marmon Holdings-which is backed by Berkshire Hathaway-you'll be doing things that matter, leading at every level, and winning a better...
- Irving, TX (16 miles from Richardson, TX)
- 9 days ago
- Irving, TX (16 miles from Richardson, TX)
- 9 days ago
Sr Analyst Compliance - Commercial Lending Services GM Financial 3.5 ( ) Irving, TX Why you should apply for a job to GM Financial : We offer 12 weeks of paid parental leave for our team members...
Remote Work- Dallas, TX (12 miles from Richardson, TX)
- 18 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 18 days ago
This position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
- Grand Prairie, TX (19 miles from Richardson, TX)
- 18 days ago
- Grand Prairie, TX (19 miles from Richardson, TX)
- 18 days ago
Regulatory Affairs Specialist - Immediate Need** Grand Prairie, TX - Full-Time | On-Site Salary: $60,000$80,000 per year About Us We are a growing manufacturer of personal care and...
Cybersecurity Risk And Compliance Analyst
- Coppell, TX (14 miles from Richardson, TX)
- 20 days ago
- Coppell, TX (14 miles from Richardson, TX)
- 20 days ago
Cybersecurity Risk and Compliance Analyst#25-65944 Coppell, TX 40% Remote Job Description Hybrid 3 days / week onsite at Dallas, TX, 75019 or Tampa, FL, 33647 DURATION: Contract to Hire INTERVIEW PROCESS...
Cybersecurity Risk Compliance Analyst
- Dallas, TX (12 miles from Richardson, TX)
- 23 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 23 days ago
Job Title: Cybersecurity & Technology Risk Compliance Analyst Location: Coppell, TX [OR] Tampa, FL ( Choose Any 1 ) Hybrid: 3 days Onsite & 2 days REMOTE Duration: 6 Months (CONTRACT TO HIRE) Skills...
Risk Compliance Officer II - Compliance Testing
- Dallas, TX (12 miles from Richardson, TX)
- 25 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 25 days ago
Compliance has oversight responsibility....
Airworthiness/Regulatory Compliance Specialist (Integrated Management System/IMS)
- Dallas, TX (12 miles from Richardson, TX)
- 27 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 27 days ago
MTU Maintenance Dallas is part of the world's largest independent jet engine MRO company based in Germany providing aftermarket and OEM-licensed engine maintenance services worldwide. As a part of...
- Dallas, TX (12 miles from Richardson, TX)
- 30+ days ago
- Dallas, TX (12 miles from Richardson, TX)
- 30+ days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
Corporate Income Tax Compliance Consultant (5 days onsite- Dallas)
- Dallas, TX (12 miles from Richardson, TX)
- 30+ days ago
- Dallas, TX (12 miles from Richardson, TX)
- 30+ days ago
About This Role As a Tax Professional, you will assist our Clients with their U.S. Federal, State, and Local income tax compliance requirements for the tax year. In this role, you will lead and...
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
Demographic Data for Richardson, TX
Moving to Richardson, TX? Find some basic demographic data about Richardson, TX below.
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Salary for Compliance Analyst Jobs in Richardson, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Richardson, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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