Compliance Analyst Jobs in Pleasant Grove, UT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Regulatory Affairs Specialist
- South Jordan, UT (18 miles from Pleasant Grove, UT)
- 2 hours ago
- South Jordan, UT (18 miles from Pleasant Grove, UT)
- 2 hours ago
Why Merit? At Merit Medical, our mission is to create innovative medical devices that improve lives. Our goal is to hire and develop people who want to build something special through hard work,...
Analyst-Compliance - Program Analyst
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 1 day ago
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Environmental Regulatory Compliance Specialist
- Midvale, UT (17 miles from Pleasant Grove, UT)
- 7 days ago
- Midvale, UT (17 miles from Pleasant Grove, UT)
- 7 days ago
Environmental Regulatory Compliance Specialist Terracon Consultants, Inc. life insurance, paid time off, tuition reimbursement, 401(k) United States, Utah, Midvale Jun 16, 2025 Job Description...
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 12 days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 12 days ago
Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
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Regulatory Affairs Specialist II
- Lehi, UT (8 miles from Pleasant Grove, UT)
- 13 days ago
- Lehi, UT (8 miles from Pleasant Grove, UT)
- 13 days ago
Position Summary The Regulatory Affairs Specialist II will report to the Director of Regulatory Affairs and will manage international regulatory matters pertaining to the registration and...
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 14 days ago
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 14 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 15 days ago
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 15 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Regulatory Affairs Specialist - Post Market
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 18 days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 18 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkAt doTERRA we encourage all employees to seek out opportunities that will expand their skill set. We strive to help achieve personal career goals by providing opportunities of growth and movement...
Analyst-Compliance; Anti-Money Laundering
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 20 days ago
- Sandy, UT (15 miles from Pleasant Grove, UT)
- 20 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Fair Lending Compliance Officer - Salt Lake City
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 21 days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 21 days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 21 days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 21 days ago
About Us From early-stage AI startups to large public companies, Rho is the banking platform with everything businesses need to manage cash, control spend, and automate finance busywork. Rho...
Fair Banking Compliance Officer - Salt Lake City
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 26 days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 26 days ago
Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
Compliance-Salt Lake City-Associate-Financial Crime Controls Anti-Bribery Compliance Officer
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 30+ days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 30+ days ago
Overview Financial Crime Compliance ("FCC") is part of the firm's Global Compliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery...
Compliance Associate Salt Lake City
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 90+ days ago
- Salt Lake City, UT (23 miles from Pleasant Grove, UT)
- 90+ days ago
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
Demographic Data for Pleasant Grove, UT
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Salary for Compliance Analyst Jobs in Pleasant Grove, UT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Pleasant Grove, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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