Compliance Analyst Jobs in Utah
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Salt Lake City, UT
- 2 days ago
- Salt Lake City, UT
- 2 days ago
Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
Position Summary The Regulatory Affairs Specialist II will report to the Director of Regulatory Affairs and will manage international regulatory matters pertaining to the registration and...
Regulatory Compliance Specialist BlueCross BlueShield of South Carolina life insurance, paid time off, tuition assistance, 401(k) United States, Utah, Salt Lake City Jun 07, 2025 Summary The...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Compliance Analyst American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions...
Regulatory Affairs Specialist - Post Market
- Salt Lake City, UT
- 9 days ago
- Salt Lake City, UT
- 9 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkSenior Financial Aid Specialist - Compliance
- Salt Lake City, UT
- 10 days ago
- Salt Lake City, UT
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Utah, Salt Lake City Jun 04, 2025 Description To participate in a remote work arrangement,...
At doTERRA we encourage all employees to seek out opportunities that will expand their skill set. We strive to help achieve personal career goals by providing opportunities of growth and movement...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Fair Lending Compliance Officer - Salt Lake City
- Salt Lake City, UT
- 12 days ago
- Salt Lake City, UT
- 12 days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
About Us From early-stage AI startups to large public companies, Rho is the banking platform with everything businesses need to manage cash, control spend, and automate finance busywork. Rho...
Fair Banking Compliance Officer - Salt Lake City
- Salt Lake City, UT
- 16 days ago
- Salt Lake City, UT
- 16 days ago
Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
Compliance-Salt Lake City-Associate-Financial Crime Controls Anti-Bribery Compliance Officer
- Salt Lake City, UT
- 30+ days ago
- Salt Lake City, UT
- 30+ days ago
Overview Financial Crime Compliance ("FCC") is part of the firm's Global Compliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery...
As a member of the Regulatory Affairs team, the Regulator Affairs Specialist will be responsible for developing regulatory strategy and assessing regulatory risks for products (for both...
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
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Salary for Compliance Analyst Jobs in Utah
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Utah offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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