Compliance Analyst Jobs in Bothell, WA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Officer II - Complaints
- Everett, WA (16 miles from Bothell, WA)
- 1 day ago
- Everett, WA (16 miles from Bothell, WA)
- 1 day ago
Compliance Officer II - Complaints Fully Remote United States Compliance Job Type Full-time Description ABOUT US Coastal Community Bank is a little bit of banking and a little bit of tech-ing. The...
Remote WorkFinance Risk Compliance Consultant
- Seattle, WA (11 miles from Bothell, WA)
- 1 day ago
- Seattle, WA (11 miles from Bothell, WA)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
Regulatory Affairs Specialist ID: 551281 Posted: 6/12/2025 Location: Issaquah, WA Category: Admin - Administrative Job Type: Temporary Duration: 3 - 6 Months Description Are you an Regulatory...
Regulatory Affairs Specialist - China NMPA
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
Our client is currently seeking a Regulatory Affairs Specialist - China NMPA for a 3 - 6 month contract. Job Summary: We are seeking a Regulatory Affairs Specialist (Contractor) with hands-on...
Remote Work- Issaquah, WA (20 miles from Bothell, WA)
- 3 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 3 days ago
Date Posted: 06/12/2025 Hiring Organization: Rose International Position Number: 484069 Industry: Manufacturing Job Title: Regulatory Affairs Specialist Job Location: Issaquah, WA, USA, 98029 Work...
Sr Regulatory Compliance Specialist - 250000008C
- Kirkland, WA (5 miles from Bothell, WA)
- 4 days ago
- Kirkland, WA (5 miles from Bothell, WA)
- 4 days ago
Sr Regulatory Compliance Specialist - 250000008C Nintendo of America Inc. - Kirkland, WA Posted: 6/12/2025 - Expires: 9/10/2025 Job ID: 290357600 Apply Now I have already applied Save Job Print...
Regulatory Affairs Specialist - China NMPA (Ultrasound Imaging)
- Issaquah, WA (20 miles from Bothell, WA)
- 4 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 4 days ago
23 days in-office preferred. Overlap with China hours; Pacific Time Zone preferred Description: Job Summary: We are seeking a Regulatory Affairs Specialist (Contractor) with hands-on experience in...
Sr Regulatory Compliance Specialist
- Redmond, WA (6 miles from Bothell, WA)
- 5 days ago
- Redmond, WA (6 miles from Bothell, WA)
- 5 days ago
Nintendo of America Inc. About Nintendo of America\: From the launch of the Nintendo Entertainment System™ more than 30 years ago, Nintendo’s mission has been to create smiles through unique...
Regulatory Compliance Specialist
- Seattle, WA (11 miles from Bothell, WA)
- 5 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 5 days ago
Regulatory Compliance Specialist BlueCross BlueShield of South Carolina life insurance, paid time off, tuition assistance, 401(k) United States, Washington, Seattle Jun 07, 2025 Summary The...
- Seattle, WA (11 miles from Bothell, WA)
- 9 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 9 days ago
Prepares, facilitates, coordinates, and submits documentation required by federal, state and local regulations and institutional requirements relating to the conduct of research. This includes...
Senior Financial Aid Specialist - Compliance
- Seattle, WA (11 miles from Bothell, WA)
- 10 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Washington, Seattle Jun 04, 2025 Description To participate in a remote work arrangement,...
Senior Regulatory Compliance Analyst - NERC / WECC
- Clyde Hill, WA (9 miles from Bothell, WA)
- 11 days ago
- Clyde Hill, WA (9 miles from Bothell, WA)
- 11 days ago
PSE'sGeneration & Natural Gas Storageteam is looking for qualified candidates to fill anopenSenior Regulatory Compliance Analyst - NERC / WECCposition!...
Senior Regulatory Affairs Specialist (Hybrid)
- Bellevue, WA (9 miles from Bothell, WA)
- 30+ days ago
- Bellevue, WA (9 miles from Bothell, WA)
- 30+ days ago
We are currently seeking a Senior Regulatory Affairs Specialist to join our Medical Division to be based Hybrid in Redmond, Washington. What you will do As part of the Medical Regulatory Affairs...
Senior NERC Regulatory Compliance Analyst Puget Sound Energy, Inc - Bothell, WA Posted: 5/2/2025 - Expires: 7/31/2025 Job ID: 288652365 Apply Now I have already applied Save Job Print Email Share Job...
Compliance Assurance Officer III
- Everett, WA (16 miles from Bothell, WA)
- 45+ days ago
- Everett, WA (16 miles from Bothell, WA)
- 45+ days ago
Compliance Assurance Officer III Fully Remote United States Compliance Job Type Full-time Description ABOUT US Coastal Community Bank is a leader in Banking with strong Financial infrastructure...
Remote WorkDemographic Data for Bothell, WA
Moving to Bothell, WA? Find some basic demographic data about Bothell, WA below.
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Salary for Compliance Analyst Jobs in Bothell, WA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Bothell, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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