Compliance Analyst Jobs in Bothell, WA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Governance, Risk, & Compliance Analyst IV
- Mountlake Terrace, WA (5 miles from Bothell, WA)
- 18 days ago
- Mountlake Terrace, WA (5 miles from Bothell, WA)
- 18 days ago
About the role of Governance, Risk and Compliance Analyst, IV The Governance, Risk, and Compliance (GRC) Analyst IV is a senior member of the IT Risk team, championing GRC initiatives across Premera...
Senior Regulatory Affairs Specialist (Hybrid)
- Bellevue, WA (9 miles from Bothell, WA)
- 23 days ago
- Bellevue, WA (9 miles from Bothell, WA)
- 23 days ago
We are currently seeking a Senior Regulatory Affairs Specialist to join our Medical Division to be based Hybrid Monday through Wednesday in Redmond, Washington. What you will do As part of the...
Healthcare Compliance Officer, US Biomedicine PC 1505
- Seattle, WA (11 miles from Bothell, WA)
- 29 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 29 days ago
Essential Duties and Responsibilities: Corporate Compliance Strategy and Governance Serve as an independent advisor to senior leadership on compliance risks and obligations....
Senior Regulatory Compliance Analyst Puget Sound Energy, Inc - Bothell, WA Posted: 6/30/2025 - Expires: 9/28/2025 Job ID: 291093736 Apply Now I have already applied Save Job Print Email Share Job Description...
Product Safety and Regulatory Compliance Specialist
- Seattle, WA (11 miles from Bothell, WA)
- 45+ days ago
- Seattle, WA (11 miles from Bothell, WA)
- 45+ days ago
Please click here to review our Applicant Privacy Policy. HOW WE TAKE CARE OF YOU: For full time employees, Health, Dental, Vision, 401K with generous matching program, generous paid time off....
Principal Regulatory Affairs Specialist Job Description As a critical member of the Philips Ultrasound- Regulatory Affairs Organization, the Principal Regulatory Affairs Specialist will lead and...
Program Compliance Administrator
- Seattle, WA (11 miles from Bothell, WA)
- 90+ days ago
- Seattle, WA (11 miles from Bothell, WA)
- 90+ days ago
**In addition to the salary posted above, this position is currently receiving an additional 5% premium pay due to the position being in King County. The Washington State Housing Finance...
Demographic Data for Bothell, WA
Moving to Bothell, WA? Find some basic demographic data about Bothell, WA below.
Compliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs in Bothell, WA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Bothell, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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