Compliance Analyst Jobs in Milwaukee, WI
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Officer for Financial Services Industry
- Wauwatosa, WI (4 miles from Milwaukee, WI)
- 3 days ago
- Wauwatosa, WI (4 miles from Milwaukee, WI)
- 3 days ago
WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This position plays an integral role on a team of...
GSARA Regulatory Compliance Associate
- Racine, WI (22 miles from Milwaukee, WI)
- 10 days ago
- Racine, WI (22 miles from Milwaukee, WI)
- 10 days ago
REQUIRED EDUCATION: High School Diploma or Equivalent TOP 5 REQUIRED SKILLS: 1. Strong attention to detail and organizational skills 2. Ability to work independently and as part of a team 3....
Regulatory Compliance Specialist II
- Brookfield, WI (9 miles from Milwaukee, WI)
- 20 days ago
- Brookfield, WI (9 miles from Milwaukee, WI)
- 20 days ago
Job Description: WE CREATE EMPOWERED LEADERS! At Milwaukee Tool, we believe our people and culture are the keys to our success. We are committed to empowering employees with the resources and...
Compliance Analyst - Capital Markets Branch Oversight
- Milwaukee, WI
- 28 days ago
- Milwaukee, WI
- 28 days ago
Compliance Analyst Capital Markets Branch Oversight We are seeking a Branch Oversight Analyst who will be primarily responsible for oversight of the branch and location review programs in Capital Markets...
Summary: Responsible for providing support, building relationships and consulting across the enterprise to advance the company's compliance culture while ensuring business objectives are achieved....
We are seeking an experienced highly organized, detail oriented individual to join the Regulatory Compliance team as a Senior Regulatory Compliance Analyst....
Demographic Data for Milwaukee, WI
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Salary for Compliance Analyst Jobs in Milwaukee, WI
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Milwaukee, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Commercial Banking
- Private Banking
- 21 CFR 820
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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