Compliance Analyst Jobs in Wauwatosa, WI
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Finance Risk Compliance Consultant
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 1 day ago
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Compliance Analyst - Capital Markets Branch Oversight
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 4 days ago
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 4 days ago
Compliance Analyst Capital Markets Branch Oversight We are seeking a Branch Oversight Analyst who will be primarily responsible for oversight of the branch and location review programs in Capital Markets...
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 25 days ago
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 25 days ago
Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure...
Quality Compliance Associate 1
- Franksville, WI (19 miles from Wauwatosa, WI)
- 30+ days ago
- Franksville, WI (19 miles from Wauwatosa, WI)
- 30+ days ago
About the Company: Merz is a family-owned medical device and pharmaceutical company headquartered in Germany. Our Global Technical Operations based in WI manufactures, packages and ships several...
Senior Financial Aid Specialist - Compliance
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 30+ days ago
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 30+ days ago
Myself > My Company > View Opportunities to apply using the internal application process. The Senior Financial Aid Specialist - Compliance supports the Financial Aid function at Herzing University...
Responsible for providing support, building relationships and consulting across the enterprise to advance the company's compliance culture while ensuring business objectives are achieved. This...
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 60+ days ago
- Milwaukee, WI (4 miles from Wauwatosa, WI)
- 60+ days ago
We are seeking an experienced highly organized, detail oriented individual to join the Regulatory Compliance team as a Senior Regulatory Compliance Analyst....
Demographic Data for Wauwatosa, WI
Moving to Wauwatosa, WI? Find some basic demographic data about Wauwatosa, WI below.
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Salary for Compliance Analyst Jobs in Wauwatosa, WI
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Wauwatosa, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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