Compliance Manager Jobs in Albany, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Financial Aid Manager, Compliance & Training
- San Francisco, CA (10 miles from Albany, CA)
- 3 hours ago
- San Francisco, CA (10 miles from Albany, CA)
- 3 hours ago
Job Title: Financial Aid Manager, Compliance & Training Job Summary: Position Summary: The Financial Aid Manager of Compliance and Training reports to the Director of Financial aid and has a...
- San Francisco, CA (10 miles from Albany, CA)
- 23 hours ago
- San Francisco, CA (10 miles from Albany, CA)
- 23 hours ago
Compliance Manager Compliance Manager Mission Street 415, 94105 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global management consulting group....
Compliance Manager / Loan Closing Associate
- Mill Valley, CA (14 miles from Albany, CA)
- 7 days ago
- Mill Valley, CA (14 miles from Albany, CA)
- 7 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
Lending Operations & Compliance Manager
- Foster City, CA (23 miles from Albany, CA)
- 20 days ago
- Foster City, CA (23 miles from Albany, CA)
- 20 days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote WorkSr Manager, Compliance Advisory
- San Francisco, CA (10 miles from Albany, CA)
- 30+ days ago
- San Francisco, CA (10 miles from Albany, CA)
- 30+ days ago
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
- South San Francisco, CA (17 miles from Albany, CA)
- 45+ days ago
- South San Francisco, CA (17 miles from Albany, CA)
- 45+ days ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
Contracts Administration, Operation, And Compliance Director
- San Francisco, CA (10 miles from Albany, CA)
- 90+ days ago
- San Francisco, CA (10 miles from Albany, CA)
- 90+ days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Demographic Data for Albany, CA
Moving to Albany, CA? Find some basic demographic data about Albany, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Albany, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Albany, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Athletic Administration
- Tax Accounting
- BSA
- Retirement Planning
- Management Reporting
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Client Services
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Reporting
- Employee Development
- Documentation
- Coaching
- Bachelor's Degree
- Budgets
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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